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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 8 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 T AT&T INC Communication Services 117,115.0 $3.1M 0.17% +3K +2.8% $26.19 -16.0%
142 MU MICRON TECHNOLOGY INC Technology 14,527.0 $3.0M 0.16% -1K -7.5% $205.82 +450.9%
143 ARKF ARK ETF TR 52,523.0 $3.0M 0.16% -1K -2.7% $56.80 -29.5%
144 FETH FIDELITY ETHEREUM FD Financial Services 74,725.0 $3.0M 0.16% NEW $39.75 -57.3%
145 OEF ISHARES TR 8,759.0 $2.9M 0.16% +387.0 +4.6% $336.33 +9.6%
146 MGK VANGUARD WORLD FD 7,217.0 $2.9M 0.16% -53.0 -0.7% $407.29 -78.3%
147 SPGP INVESCO EXCHANGE TRADED FD T 25,837.0 $2.9M 0.16% $113.43 +6.2%
148 ANET ARISTA NETWORKS INC Technology 18,966.0 $2.8M 0.15% -3K -12.4% $146.48 +15.8%
149 IWP ISHARES TR 18,864.0 $2.7M 0.15% -330.0 -1.7% $142.47 -0.4%
150 DFIC DIMENSIONAL ETF TRUST 81,361.0 $2.7M 0.15% +2K +2.6% $32.97 +15.4%
151 GE GE AEROSPACE Industrials 8,865.0 $2.7M 0.15% -324.0 -3.5% $302.46 +18.2%
152 IBM INTERNATIONAL BUSINESS MACHS Technology 9,386.0 $2.7M 0.14% $283.38 -12.1%
153 EFV ISHARES TR 37,616.0 $2.6M 0.14% -4K -9.8% $68.50 +11.9%
154 QQQM INVESCO EXCH TRADED FD TR II 10,398.0 $2.6M 0.14% -330.0 -3.1% $247.58 +23.0%
155 DUHP DIMENSIONAL ETF TRUST 66,844.0 $2.5M 0.14% +4K +6.1% $37.83 +9.3%
156 ASML ASML HOLDING N V Technology 2,413.0 $2.5M 0.14% +205.0 +9.3% $1038.85 +85.8%
157 CAT CATERPILLAR INC Industrials 4,909.0 $2.5M 0.14% +253.0 +5.4% $509.93 +93.3%
158 DGT SPDR SERIES TRUST 15,031.0 $2.5M 0.14% $165.04 +13.0%
159 XLV SELECT SECTOR SPDR TR 17,006.0 $2.5M 0.13% +3K +22.0% $144.79 +3.2%
160 VGT VANGUARD WORLD FD 3,228.0 $2.5M 0.13% -176.0 -5.2% $760.51 -84.2%
Page 8 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%