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Portfolio (Quarterly) Guide ↗

Castle Rock Wealth Management, LLC

· CIK 0001727605
13F Portfolio $462M AUM 262 positions Filed Apr 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 13 New 102 Added 49 Reduced 12 Exited
Page 2 of 3  ·  49 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 JNJ JOHNSON & JOHNSON Healthcare 4,293.0 $1.0M 0.23% -44.0 -1.0% $243.05 -5.8%
22 MOAT VANECK ETF TRUST 9,872.0 $953K 0.21% -112.0 -1.1% $96.56 +3.3%
23 BAC BANK AMERICA CORP Financial Services 15,230.0 $752K 0.16% -153.0 -1.0% $49.38 +2.7%
24 GLD SPDR GOLD TR Financial Services 1,740.0 $747K 0.16% -6K -77.3% $429.41 -2.6%
25 UTG REAVES UTIL INCOME FD Financial Services 17,376.0 $692K 0.15% -825.0 -4.5% $39.83 +2.2%
26 TSM TAIWAN SEMICONDUCTOR MANUFAC Technology 2,025.0 $686K 0.15% -130.0 -6.0% $338.97 +16.8%
27 XYLD GLOBAL X FDS 17,426.0 $686K 0.15% -562.0 -3.1% $39.37 +1.7%
28 QYLD GLOBAL X FDS 32,964.0 $570K 0.12% -1K -3.0% $17.29 +2.1%
29 IYG ISHARES TR 6,593.0 $548K 0.12% -79.0 -1.2% $83.16 +3.3%
30 SLB SLB LIMITED Energy 11,068.0 $547K 0.12% -91.0 -0.8% $49.44 +15.6%
31 USMV ISHARES TR 5,649.0 $527K 0.11% -30.0 -0.5% $93.36 +2.6%
32 QQEW FIRST TR EXCHANGE-TRADED FD 3,952.0 $504K 0.11% -1K -24.8% $127.58 +13.3%
33 VIG VANGUARD SPECIALIZED FUNDS 2,080.0 $449K 0.10% -29.0 -1.4% $216.05 +6.2%
34 UFEB INNOVATOR ETFS TRUST 11,547.0 $421K 0.09% -988.0 -7.9% $36.45 +4.8%
35 GD GENERAL DYNAMICS CORP Industrials 1,190.0 $415K 0.09% -14.0 -1.2% $349.10 -1.7%
36 NEE NEXTERA ENERGY INC Utilities 4,456.0 $415K 0.09% -66.0 -1.5% $93.15 +0.2%
37 BX BLACKSTONE INC Financial Services 3,480.0 $393K 0.09% -145.0 -4.0% $113.04 +1.1%
38 RIO RIO TINTO PLC Basic Materials 3,993.0 $377K 0.08% -41.0 -1.0% $94.46 +9.4%
39 SPG SIMON PPTY GROUP INC NEW Real Estate 1,875.0 $354K 0.08% -60.0 -3.1% $188.69 +6.2%
40 FIRST TR EXCHANGE TRADED FD 14,866.0 $344K 0.07% -250.0 -1.6% $23.12
Page 2 of 3  ·  49 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.4%
Financial Services 12.7%
Consumer Defensive 12.1%
Energy 9.5%
Communication Services 8.1%
Industrials 8.0%
Healthcare 7.0%
Consumer Cyclical 5.8%
Utilities 2.1%
Basic Materials 1.5%