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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $988M AUM Filed Jan 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 632 New
Page 31 of 32  ·  632 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 VIGI VANGUARD WHITEHALL FDS 2,177.0 $202K 0.02% NEW $92.60 +1.2%
602 UPWK UPWORK INC Industrials 9,647.0 $201K 0.02% NEW $20.86 -58.6%
603 ESGE ISHARES INC 4,381.0 $201K 0.02% NEW $45.90 +19.0%
604 BR BROADRIDGE FINL SOLUTIONS IN Technology 915.0 $201K 0.02% NEW $219.47 -33.0%
605 WDAY WORKDAY INC Technology 949.0 $200K 0.02% NEW $211.14 -41.3%
606 GNK GENCO SHIPPING & TRADING LTD Industrials 10,500.0 $198K 0.02% NEW $18.87 +23.6%
607 EXG EATON VANCE TAX-MANAGED GLOB Financial Services 20,366.0 $196K 0.02% NEW $9.61 -1.8%
608 PGZ PRINCIPAL REAL ESTATE INCOME Financial Services 19,297.0 $194K 0.02% NEW $10.07 -2.8%
609 DSL DOUBLELINE INCOME SOLUTIONS Financial Services 17,131.0 $193K 0.02% NEW $11.27 -2.6%
610 THW ABRDN WORLD HEALTHCARE FUND Financial Services 14,825.0 $192K 0.02% NEW $12.96 -2.5%
611 KIO KKR INCOME OPPORTUNITIES FD Financial Services 16,378.0 $191K 0.02% NEW $11.64 -2.9%
612 PFN PIMCO INCOME STRATEGY FD II Financial Services 25,456.0 $189K 0.02% NEW $7.42 -6.1%
613 FCT FIRST TR SR FLTG RATE INCOME Financial Services 18,898.0 $188K 0.02% NEW $9.97 -3.0%
614 PDI PIMCO DYNAMIC INCOME FD Financial Services 10,396.0 $188K 0.02% NEW $18.12 -8.1%
615 PCF HIGH INCOME SECS FD Financial Services 30,445.0 $187K 0.02% NEW $6.13 -9.5%
616 FLAGSTAR BANK NATIONAL ASSOC 13,923.0 $175K 0.02% NEW $12.55
617 BLUE OWL CAPITAL CORPORATION 11,673.0 $143K 0.01% NEW $12.26
618 AI C3 AI INC Technology 10,116.0 $138K 0.01% NEW $13.66 -29.8%
619 BBDC BARINGS BDC INC Financial Services 15,438.0 $138K 0.01% NEW $8.92 -3.3%
620 BGB BLACKSTONE STRATEGIC CRED 20 Financial Services 11,318.0 $135K 0.01% NEW $11.90 -4.5%
Page 31 of 32  ·  632 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.6%
Financial Services 17.3%
Communication Services 17.2%
Healthcare 7.4%
Industrials 6.5%
Consumer Cyclical 6.2%
Energy 3.9%
Consumer Defensive 3.7%
Utilities 2.3%
Real Estate 1.0%