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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $935M AUM 635 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 51 New 164 Added 303 Reduced 48 Exited
Page 20 of 32  ·  635 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 XLY SELECT SECTOR SPDR TR 3,743.0 $408K 0.04% -150.0 -3.9% $108.97 +11.5%
382 VBR VANGUARD INDEX FDS 1,873.0 $407K 0.04% -107.0 -5.4% $217.22 +8.3%
383 ARCC ARES CAPITAL CORP Financial Services 22,475.0 $405K 0.04% -931.0 -4.0% $18.02 +4.7%
384 ECAT BLACKROCK ESG CAP ALLC TERM Financial Services 29,714.0 $404K 0.04% -848.0 -2.8% $13.58 +14.1%
385 IUSV ISHARES TR 3,937.0 $403K 0.04% -835.0 -17.5% $102.25 +8.0%
386 ITW ILLINOIS TOOL WKS INC Industrials 1,546.0 $402K 0.04% -128.0 -7.7% $260.29 -3.8%
387 BDYN BLACKROCK ETF TRUST 16,502.0 $401K 0.04% +817.0 +5.2% $24.31 +13.4%
388 VOE VANGUARD INDEX FDS 2,164.0 $399K 0.04% -25.0 -1.1% $184.28 +5.7%
389 ILF ISHARES TR 11,217.0 $398K 0.04% NEW $35.52 -0.6%
390 PSC PRINCIPAL EXCHANGE TRADED FD 6,946.0 $398K 0.04% -51.0 -0.7% $57.32 +14.7%
391 BLACKROCK TECH AND PRIVATE E 60,089.0 $397K 0.04% -5K -8.2% $6.60
392 NUE NUCOR CORP Basic Materials 2,342.0 $396K 0.04% -47.0 -2.0% $169.12 +45.7%
393 PNC PNC FINL SVCS GROUP INC Financial Services 1,903.0 $396K 0.04% +58.0 +3.1% $208.12 +6.1%
394 ISHARES TR 8,536.0 $395K 0.04% $46.23
395 BSV VANGUARD BD INDEX FDS 5,019.0 $394K 0.04% -161.0 -3.1% $78.41 -0.5%
396 TDTT FLEXSHARES TR 16,214.0 $393K 0.04% NEW $24.24 +0.1%
397 ICE INTERCONTINENTAL EXCHANGE IN Financial Services 2,497.0 $393K 0.04% -191.0 -7.1% $157.28 -4.8%
398 VRT VERTIV HOLDINGS CO Industrials 1,560.0 $391K 0.04% -86.0 -5.2% $250.58 +27.6%
399 RIO RIO TINTO PLC Basic Materials 4,183.0 $390K 0.04% NEW $93.28 +14.3%
400 DIS DISNEY WALT CO Communication Services 4,048.0 $390K 0.04% -375.0 -8.5% $96.37 +8.1%
Page 20 of 32  ·  635 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.7%
Communication Services 16.4%
Financial Services 16.3%
Healthcare 7.4%
Industrials 6.9%
Consumer Cyclical 5.9%
Energy 5.2%
Consumer Defensive 4.4%
Utilities 2.8%
Basic Materials 1.2%