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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $935M AUM 635 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 51 New 164 Added 303 Reduced 48 Exited
Page 28 of 32  ·  635 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 FNDX SCHWAB STRATEGIC TR 8,471.0 $236K 0.03% $27.85 +11.1%
542 KMI KINDER MORGAN INC DEL Energy 7,030.0 $236K 0.03% NEW $33.53 -3.0%
543 NULG NUSHARES ETF TR 2,590.0 $236K 0.03% -1K -29.1% $90.94 +22.3%
544 EME EMCOR GROUP INC Industrials 319.0 $236K 0.03% NEW $738.31 +18.1%
545 LITE LUMENTUM HLDGS INC Technology 335.0 $235K 0.03% NEW $702.76 +27.6%
546 KRE SPDR SERIES TRUST 3,603.0 $235K 0.03% $65.15 +7.0%
547 FVD FIRST TR EXCHANGE-TRADED FD 4,991.0 $235K 0.03% $47.03 +1.7%
548 CLSE TRUST FOR PROFESSIONAL MANAG 8,309.0 $234K 0.03% +621.0 +8.1% $28.14 +19.4%
549 CMCSA COMCAST CORP NEW Communication Services 8,136.0 $234K 0.03% $28.71 -11.9%
550 NXPI NXP SEMICONDUCTORS N V Technology 1,182.0 $233K 0.03% -30.0 -2.5% $196.86 +68.4%
551 SPTL SPDR SERIES TRUST 8,828.0 $232K 0.03% +900.0 +11.3% $26.30 -1.5%
552 RPM RPM INTL INC Basic Materials 2,327.0 $231K 0.03% +28.0 +1.2% $99.40 +7.4%
553 RIV RIVERNORTH OPPORTUNITIES FD Financial Services 20,753.0 $230K 0.03% -1K -5.2% $11.10 +4.3%
554 HSY HERSHEY CO Consumer Defensive 1,108.0 $230K 0.03% NEW $207.88 -4.5%
555 MDY STATE STR SPDR S&P MIDCAP 40 Financial Services 373.0 $230K 0.03% $617.05 +10.2%
556 AAAU GOLDMAN SACHS PHYSICAL GOLD Financial Services 4,963.0 $229K 0.03% $46.19 -5.0%
557 COWZ PACER FDS TR 3,652.0 $228K 0.02% -406.0 -10.0% $62.57 +2.8%
558 MET METLIFE INC Financial Services 3,229.0 $228K 0.02% $70.72 +17.8%
559 CARR CARRIER GLOBAL CORPORATION Industrials 4,055.0 $228K 0.02% NEW $56.31 +16.3%
560 SGOL ETFS GOLD TR Financial Services 5,116.0 $228K 0.02% $44.62 -5.0%
Page 28 of 32  ·  635 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.7%
Communication Services 16.4%
Financial Services 16.3%
Healthcare 7.4%
Industrials 6.9%
Consumer Cyclical 5.9%
Energy 5.2%
Consumer Defensive 4.4%
Utilities 2.8%
Basic Materials 1.2%