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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 113 New 369 Added 427 Reduced 115 Exited
Page 33 of 51  ·  1,011 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 FEMB FIRST TR EXCH TRADED FD III 14,683.0 $424K 0.02% +734.0 +5.3% $28.89 -0.2%
642 AES AES CORP Utilities 29,996.0 $423K 0.02% -36K -54.7% $14.11 +3.2%
643 MBB ISHARES TR 4,461.0 $423K 0.02% -350.0 -7.3% $94.84 -1.8%
644 DFNL DAVIS FUNDAMENTAL ETF TR 9,435.0 $423K 0.02% $44.84 +2.7%
645 RIV RIVERNORTH OPPORTUNITIES FD Financial Services 37,385.0 $422K 0.02% $11.28 +0.6%
646 ETF SER SOLUTIONS 16,788.0 $421K 0.02% +7K +70.2% $25.10
647 PSA PUBLIC STORAGE OPER CO Real Estate 1,523.0 $418K 0.02% -143.0 -8.6% $274.30 +7.4%
648 AOD ABRDN TOTAL DYNAMIC DIVIDEND Financial Services 44,109.0 $417K 0.02% +306.0 +0.7% $9.45 +9.8%
649 OKLO OKLO INC Utilities 8,470.0 $410K 0.02% -11K -56.3% $48.37 +14.9%
650 BAI BLACKROCK ETF TRUST 12,307.0 $409K 0.02% +3K +34.5% $33.25 +36.5%
651 NLR VANECK ETF TRUST 2,938.0 $408K 0.02% +1K +66.5% $138.79 -9.5%
652 HWM HOWMET AEROSPACE INC Industrials 1,706.0 $408K 0.02% -19.0 -1.1% $238.98 +6.8%
653 FLOT ISHARES TR 8,016.0 $407K 0.02% +4K +100.0% $50.72 +0.5%
654 IYZ ISHARES TR 10,268.0 $405K 0.02% -3K -22.2% $39.47 +8.6%
655 SLJY AMPLIFY ETF TR 11,005.0 $404K 0.02% NEW $36.67 -12.8%
656 GSLC GOLDMAN SACHS ETF TR 3,196.0 $403K 0.02% $126.03 +10.7%
657 SOUN SOUNDHOUND AI INC Technology 59,995.0 $402K 0.02% +33K +125.2% $6.70 +25.5%
658 SPHD INVESCO EXCH TRADED FD TR II 8,127.0 $402K 0.02% -522.0 -6.0% $49.43 +0.9%
659 FIX COMFORT SYS USA INC Industrials 291.0 $401K 0.02% +20.0 +7.4% $1377.38 +34.3%
660 TSMY TIDAL TRUST II 22,011.0 $400K 0.02% NEW $18.18 -10.8%
Page 33 of 51  ·  1,011 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.7%
Consumer Cyclical 10.2%
Communication Services 6.8%
Industrials 6.6%
Healthcare 6.1%
Energy 6.1%
Consumer Defensive 3.6%
Utilities 2.1%
Real Estate 1.9%