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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 113 New 369 Added 427 Reduced 115 Exited
Page 36 of 51  ·  1,011 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
701 BGLD FIRST TR EXCHANGE-TRADED FD 20,165.0 $350K 0.02% +6K +44.1% $17.36 -1.5%
702 FJAN FIRST TR EXCHNG TRADED FD VI 6,914.0 $350K 0.02% NEW $50.59 +7.7%
703 SLVO UBS AG Financial Services 1,536.0 $350K 0.02% -1K -45.4% $227.73 -61.5%
704 PEY INVESCO EXCHANGE TRADED FD T 16,340.0 $349K 0.02% -1K -7.3% $21.35 +1.9%
705 DHR DANAHER CORP DEL Healthcare 1,822.0 $347K 0.02% +52.0 +2.9% $190.62 -13.3%
706 FDTX FIDELITY COVINGTON TRUST 9,215.0 $347K 0.02% -100.0 -1.1% $37.62 +27.9%
707 SCHW SCHWAB CHARLES CORP Financial Services 3,729.0 $346K 0.02% -235.0 -5.9% $92.82 -0.9%
708 TMSL T ROWE PRICE ETF INC 9,270.0 $343K 0.02% NEW $36.97 +6.8%
709 EOG EOG RES INC Energy 2,390.0 $341K 0.02% NEW $142.62 +0.5%
710 TOUS T ROWE PRICE ETF INC 9,675.0 $341K 0.02% NEW $35.20 +4.1%
711 PUTNAM ETF TRUST 43,654.0 $340K 0.02% -14K -24.6% $7.78
712 NRG NRG ENERGY INC Utilities 2,161.0 $340K 0.02% +459.0 +27.0% $157.15 -21.2%
713 NVS NOVARTIS AG Healthcare 2,185.0 $338K 0.02% +64.0 +3.0% $154.57 -3.2%
714 SLVR SPROTT FDS TR 5,704.0 $338K 0.02% +2K +45.1% $59.20 -0.8%
715 VOT VANGUARD INDEX FDS 1,305.0 $337K 0.02% -50.0 -3.7% $258.42 +9.0%
716 WELLS FARGO & CO 291.0 $337K 0.02% -17.0 -5.5% $1158.00
717 XSD SPDR SERIES TRUST 1,013.0 $336K 0.02% -110.0 -9.8% $332.18 +58.9%
718 AHR AMERICAN HEALTHCARE REIT INC Real Estate 7,047.0 $335K 0.02% -700.0 -9.0% $47.52 +5.5%
719 ARKQ ARK ETF TR 2,917.0 $334K 0.02% -299.0 -9.3% $114.49 +13.5%
720 SMA SMARTSTOP SELF STORAG REIT I Real Estate 10,973.0 $334K 0.02% -2K -12.2% $30.43 -3.3%
Page 36 of 51  ·  1,011 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.7%
Consumer Cyclical 10.2%
Communication Services 6.8%
Industrials 6.6%
Healthcare 6.1%
Energy 6.1%
Consumer Defensive 3.6%
Utilities 2.1%
Real Estate 1.9%