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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 113 New 369 Added 427 Reduced
Page 39 of 51  ·  1,011 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
761 BOTZ GLOBAL X FDS 8,823.0 $298K 0.02% -1K -14.4% $33.83 +6.0%
762 VOX VANGUARD WORLD FD 1,644.0 $298K 0.02% -5K -76.1% $181.36 +4.2%
763 NMT NUVEEN MASS QUALITY MUN INC Financial Services 24,210.0 $298K 0.02% +13K +108.3% $12.31 +3.4%
764 ALLIED GOLD CORP 9,557.0 $297K 0.02% -2K -14.2% $31.04
765 HWC HANCOCK WHITNEY CORPORATION Financial Services 4,600.0 $295K 0.02% $64.11 +16.5%
766 DGRW WISDOMTREE TR 3,326.0 $293K 0.02% +970.0 +41.2% $88.09 +12.9%
767 AEE AMEREN CORP Utilities 2,624.0 $291K 0.02% $110.79 -3.6%
768 INDA ISHARES TR 6,200.0 $290K 0.01% +1K +26.4% $46.82 +7.3%
769 FIRST TR EXCHNG TRADED FD VI 12,125.0 $289K 0.01% NEW $23.81
770 LITE LUMENTUM HLDGS INC Technology 311.0 $288K 0.01% NEW $926.31 -4.4%
771 PAGP PLAINS GP HLDGS L P Energy 11,868.0 $287K 0.01% NEW $24.22 +12.1%
772 ARAY ACCURAY INC DEL Healthcare 738,096.0 $287K 0.01% -215K -22.6% $0.39 -31.6%
773 PEG PUBLIC SVC ENTERPRISE GROUP Utilities 3,537.0 $287K 0.01% -300.0 -7.8% $81.12 -9.7%
774 FOCT FIRST TR EXCHNG TRADED FD VI 5,970.0 $286K 0.01% +521.0 +9.6% $47.95 +11.6%
775 IDE VOYA INFRASTRUCTURE INDLS & Financial Services 22,731.0 $285K 0.01% +7K +47.8% $12.55 +5.8%
776 RVT ROYCE SMALL CAP TRUST INC Financial Services 16,777.0 $283K 0.01% +2K +10.9% $16.90 +10.7%
777 FBOT FIDELITY COVINGTON TRUST 8,400.0 $283K 0.01% -200.0 -2.3% $33.74 +17.6%
778 JPC NUVEEN PFD & INCOME OPPORTUN Financial Services 36,773.0 $281K 0.01% +3K +7.8% $7.65 -1.4%
779 AIR AAR CORP Industrials 2,500.0 $278K 0.01% NEW $111.37 +21.5%
780 GOAU ETF SER SOLUTIONS 5,972.0 $277K 0.01% $46.42 +10.6%
Page 39 of 51  ·  1,011 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 35.3%
Financial Services 21.1%
Consumer Cyclical 10.3%
Industrials 6.8%
Healthcare 6.2%
Energy 5.9%
Communication Services 5.3%
Consumer Defensive 3.7%
Utilities 2.1%
Real Estate 2.0%