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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 113 New 369 Added 427 Reduced 115 Exited
Page 45 of 51  ·  1,011 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
881 FIRST TR EXCHNG TRADED FD VI 9,515.0 $223K 0.01% -293.0 -3.0% $23.43
882 CGDG CAPITAL GROUP DIVIDEND GROWE 6,171.0 $222K 0.01% +559.0 +10.0% $36.03 +3.6%
883 PRU PRUDENTIAL FINL INC Financial Services 2,270.0 $222K 0.01% +461.0 +25.5% $97.92 +4.1%
884 PLD PROLOGIS INC. Real Estate 1,659.0 $221K 0.01% -187.0 -10.1% $133.13 +5.6%
885 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 2,854.0 $221K 0.01% NEW $77.30 +10.1%
886 BDX BECTON DICKINSON & CO Healthcare 1,406.0 $220K 0.01% +37.0 +2.7% $156.77 -9.2%
887 IGIB ISHARES TR 4,598.0 $220K 0.01% -139.0 -2.9% $47.87 +10.0%
888 SCHJ SCHWAB STRATEGIC TR 8,882.0 $219K 0.01% NEW $24.64 -0.2%
889 NTRA NATERA INC Healthcare 1,076.0 $218K 0.01% $202.87 -8.1%
890 UNILEVER PLC 3,867.0 $218K 0.01% -323.0 -7.7% $56.38
891 EDIV SPDR INDEX SHS FDS 5,505.0 $218K 0.01% $39.56 +3.3%
892 FLC FLAHERTY & CRUMRINE TOTAL RE Financial Services 12,946.0 $217K 0.01% $16.78 -0.2%
893 INTU INTUIT Technology 507.0 $217K 0.01% +29.0 +6.1% $427.56 -8.1%
894 TRV TRAVELERS COMPANIES INC Financial Services 742.0 $216K 0.01% NEW $291.75 +2.7%
895 MOAT VANECK ETF TRUST 2,242.0 $216K 0.01% -5K -70.0% $96.52 +4.0%
896 CI THE CIGNA GROUP Healthcare 810.0 $216K 0.01% +11.0 +1.4% $267.09 +7.3%
897 FTEC FIDELITY COVINGTON TRUST 1,028.0 $216K 0.01% +30.0 +3.0% $210.42 +27.2%
898 OIH VANECK ETF TRUST 534.0 $216K 0.01% NEW $404.32 +12.3%
899 LGI LAZARD GLOBAL TOTAL RETURN & Financial Services 13,002.0 $216K 0.01% NEW $16.58 +6.0%
900 CCJ CAMECO CORP Energy 1,948.0 $215K 0.01% NEW $110.56 -4.9%
Page 45 of 51  ·  1,011 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.7%
Consumer Cyclical 10.2%
Communication Services 6.8%
Industrials 6.6%
Healthcare 6.1%
Energy 6.1%
Consumer Defensive 3.6%
Utilities 2.1%
Real Estate 1.9%