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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 124 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2461 SIGA SIGA TECHNOLOGIES INC Healthcare 630.0 $3K +456.0 +262.1% $5.35 -22.1%
2462 TDUP THREDUP INC Consumer Cyclical 1,026.0 $3K +743.0 +262.5% $3.28 +25.0%
2463 RLJ RLJ LODGING TR Real Estate 439.0 $3K +8.0 +1.9% $7.43 +20.4%
2464 LE LANDS END INC NEW Consumer Cyclical 288.0 $3K +230.0 +396.6% $11.24 -2.4%
2465 HUDSON PACIFIC PROPERTIES IN 541.0 $3K +157.0 +40.9% $5.91
2466 NXDR NEXTDOOR HOLDINGS INC Communication Services 2,273.0 $3K +2K +306.6% $1.40 +45.0%
2467 FWRD FORWARD AIR CORP Industrials 182.0 $3K +12.0 +7.1% $16.71 -47.6%
2468 CMTG CLAROS MTG TR INC Real Estate 1,244.0 $3K +900.0 +261.6% $2.38 -11.4%
2469 EVGO EVGO INC Consumer Cyclical 1,637.0 $3K +1K +162.3% $1.72 +10.5%
2470 MVO MV OIL TR Energy 1,244.0 $3K +88.0 +7.6% $2.26 -11.1%
2471 ETD ETHAN ALLEN INTERIORS INC Consumer Cyclical 120.0 $3K +35.0 +41.2% $22.26 -15.4%
2472 EBC EASTERN BANKSHARES INC Financial Services 134.0 $3K +85.0 +173.5% $19.57 -2.0%
2473 GEO GEO GROUP INC Industrials 156.0 $3K +40.0 +34.5% $16.81 +36.4%
2474 EOLS EVOLUS INC Healthcare 616.0 $3K +492.0 +396.8% $4.11 +58.1%
2475 REZOLVE AI PLC 973.0 $2K +705.0 +263.1% $2.56
2476 AMPH AMPHASTAR PHARMACEUTICALS IN Healthcare 124.0 $2K +24.0 +24.0% $19.59 -12.2%
2477 EGY VAALCO ENERGY INC Energy 381.0 $2K +4.0 +1.1% $6.34 -5.7%
2478 CAI CARIS LIFE SCIENCES INC Healthcare 135.0 $2K +100.0 +285.7% $17.88 -15.6%
2479 SIX FLAGS ENTERTAINMENT CORP 135.0 $2K +37.0 +37.8% $17.75
2480 LEGH LEGACY HOUSING CORP Consumer Cyclical 115.0 $2K +83.0 +259.4% $20.43 +8.1%
Page 124 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%