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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 33 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 ROUS LATTICE STRATEGIES TR 71,055.0 $4.2M 0.01% +1K +1.6% $59.04 +9.6%
642 NEAR ISHARES U S ETF TR 81,347.0 $4.1M 0.01% +6K +7.9% $50.84 -0.4%
643 CGW INVESCO EXCH TRADED FD TR II 64,341.0 $4.1M 0.01% +708.0 +1.1% $63.94 -3.4%
644 FELE FRANKLIN ELEC INC Industrials 44,574.0 $4.1M 0.01% +7K +19.6% $92.17 +3.8%
645 ESGE ISHARES INC 90,122.0 $4.1M 0.01% +4K +4.3% $45.47 +14.7%
646 IOO ISHARES TR 33,820.0 $4.1M 0.01% +3K +10.3% $120.97 +16.6%
647 DRI DARDEN RESTAURANTS INC Consumer Cyclical 20,846.0 $4.1M 0.01% +169.0 +0.8% $196.04 +0.8%
648 MDB MONGODB INC Technology 16,551.0 $4.1M 0.01% +3K +21.4% $244.78 +29.5%
649 CGIE CAPITAL GROUP INTERNATIONAL 119,357.0 $4.0M 0.01% +20K +19.6% $33.82 +6.1%
650 AGNC AGNC INVT CORP Real Estate 399,578.0 $4.0M 0.01% +204K +104.0% $10.03 +1.7%
651 FXL FIRST TR EXCHANGE-TRADED FD 25,224.0 $4.0M 0.01% +2K +9.3% $158.87 +22.0%
652 BBIO BRIDGEBIO PHARMA INC Healthcare 53,621.0 $4.0M 0.01% +15K +39.5% $74.26 -6.4%
653 FLR FLUOR CORP Industrials 84,705.0 $4.0M 0.01% +1K +1.4% $46.65 -6.9%
654 BCS BARCLAYS PLC Financial Services 186,385.0 $3.9M 0.01% +9K +4.9% $21.16 +12.1%
655 QDPL PACER FDS TR 98,013.0 $3.9M 0.01% +83K +555.0% $40.14 +12.7%
656 CCEP COCA-COLA EUROPACIFIC PARTNE Consumer Defensive 43,129.0 $3.9M 0.01% +4K +10.0% $90.67 +2.6%
657 AA ALCOA CORP Basic Materials 58,149.0 $3.9M 0.01% +20K +52.1% $66.33 -0.6%
658 DOL WISDOMTREE TR 56,465.0 $3.8M 0.01% +10K +20.9% $67.99 +8.4%
659 RDDT REDDIT INC Communication Services 28,508.0 $3.8M 0.01% +17K +143.7% $134.65 +12.2%
660 AON AON PLC Financial Services 11,845.0 $3.8M 0.01% +1K +13.4% $322.79 +0.3%
Page 33 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%