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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 36 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
701 SYRE SPYRE THERAPEUTICS INC Healthcare 64,002.0 $3.2M 0.01% +63K +10000.0% $50.44 +42.6%
702 BLUEROCK PVT REAL ESTATE FD 191,699.0 $3.2M 0.01% +118K +160.0% $16.61
703 FWD AB ACTIVE ETFS INC 29,200.0 $3.2M 0.01% +4K +13.7% $108.56 +24.9%
704 CNH INDL N V 287,940.0 $3.2M 0.01% +76K +35.9% $11.00
705 HBAN HUNTINGTON BANCSHARES INC Financial Services 201,236.0 $3.1M 0.01% +43K +27.4% $15.65 +1.3%
706 STRV EA SERIES TRUST 74,992.0 $3.1M 0.01% +7K +11.0% $41.97 +14.1%
707 LUV SOUTHWEST AIRLS CO Industrials 83,641.0 $3.1M 0.01% +4K +5.4% $37.57 +8.5%
708 MDIV FIRST TR EXCHANGE TRADED FD 192,858.0 $3.1M 0.01% +13K +7.0% $16.17 +2.7%
709 IOT SAMSARA INC Technology 98,025.0 $3.1M 0.01% +82K +493.5% $31.69 -4.9%
710 SPIB SPDR SERIES TRUST 90,888.0 $3.0M 0.01% +8K +9.8% $33.54 -0.6%
711 LYV LIVE NATION ENTERTAINMENT IN Communication Services 19,837.0 $3.0M 0.01% +5K +33.2% $152.51 +8.8%
712 DG DOLLAR GEN CORP Consumer Defensive 25,088.0 $3.0M 0.01% +5K +26.2% $118.74 -11.5%
713 EBAY EBAY INC. Consumer Cyclical 32,695.0 $3.0M 0.01% +5K +17.6% $91.02 +28.7%
714 BHK BLACKROCK CORE BD TR Financial Services 324,216.0 $3.0M 0.01% +104K +47.4% $9.16 -3.4%
715 RIVN RIVIAN AUTOMOTIVE INC Consumer Cyclical 197,241.0 $3.0M 0.01% +142K +256.1% $15.05 -8.8%
716 XME SPDR SERIES TRUST 27,463.0 $3.0M 0.01% +1K +5.4% $108.01 +6.8%
717 KVUE KENVUE INC Consumer Defensive 171,849.0 $3.0M 0.01% +23K +15.4% $17.24 +1.3%
718 KYN KAYNE ANDERSON ENERGY INFRST Financial Services 207,177.0 $3.0M 0.01% +5K +2.5% $14.28 -0.2%
719 TD TORONTO DOMINION BK ONT Financial Services 31,671.0 $3.0M 0.01% +6K +24.8% $93.31 +17.4%
720 THE BALDWIN INSURANCE GRP IN 134,413.0 $2.9M 0.01% +14K +11.4% $21.94
Page 36 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%