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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 37 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 OBIL RBB FD INC 58,376.0 $2.9M 0.01% +58K +10000.0% $50.08 +0.1%
722 CDW CDW CORP Technology 24,082.0 $2.9M 0.01% +8K +54.0% $121.02 -11.7%
723 FVAL FIDELITY COVINGTON TRUST 41,674.0 $2.9M 0.01% +19K +80.3% $69.40 +12.4%
724 GPIQ GOLDMAN SACHS ETF TR 58,077.0 $2.9M 0.01% +7K +13.2% $49.49 +17.0%
725 NTRS NORTHERN TR CORP Financial Services 20,514.0 $2.9M 0.01% +2K +8.0% $139.58 +19.7%
726 PFFV GLOBAL X FDS 130,322.0 $2.8M 0.01% +1K +1.0% $21.83 +2.2%
727 EPI WISDOMTREE TR 69,646.0 $2.8M 0.01% +8K +13.1% $40.80 +3.2%
728 FBT FIRST TR EXCHANGE-TRADED FD 14,134.0 $2.8M 0.01% +10K +235.0% $200.82 +5.8%
729 TSSI TSS INC DEL Technology 216,883.0 $2.8M 0.01% +114K +111.2% $13.01 -14.5%
730 XMHQ INVESCO EXCHANGE TRADED FD T 26,885.0 $2.8M 0.01% +169.0 +0.6% $103.37 +4.0%
731 EATON VANCE TAX-MANAGED GLOB 315,768.0 $2.8M 0.01% +24K +8.4% $8.78
732 BINV 2023 ETF SERIES TRUST 66,530.0 $2.7M 0.01% +57K +634.0% $41.22 +4.5%
733 DUSA DAVIS FUNDAMENTAL ETF TR 53,872.0 $2.7M 0.01% +564.0 +1.1% $50.74 +9.7%
734 TIPX SPDR SERIES TRUST 142,185.0 $2.7M 0.01% +10K +7.6% $19.19 -0.3%
735 EES WISDOMTREE TR 46,878.0 $2.7M 0.01% +739.0 +1.6% $58.05 +8.6%
736 FXR FIRST TR EXCHANGE-TRADED FD 33,174.0 $2.7M 0.01% +242.0 +0.7% $81.63 +3.9%
737 INDA ISHARES TR 57,647.0 $2.7M 0.01% +3K +6.5% $46.84 +2.6%
738 KYMR KYMERA THERAPEUTICS INC Healthcare 32,367.0 $2.7M 0.01% +7K +26.8% $83.29 -3.2%
739 PYLD PIMCO ETF TR 102,578.0 $2.7M 0.01% +15K +17.0% $26.20 +0.3%
740 CLF CLEVELAND-CLIFFS INC NEW Basic Materials 316,978.0 $2.7M 0.01% +28K +9.8% $8.45 +26.6%
Page 37 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%