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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 38 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
741 CWI SPDR INDEX SHS FDS 72,986.0 $2.7M 0.01% +20K +38.0% $36.59 +9.8%
742 URA GLOBAL X FDS 54,802.0 $2.7M 0.01% +3K +5.7% $48.43 +0.9%
743 NXT NEXTPOWER INC Technology 21,930.0 $2.6M 0.01% +13K +136.5% $120.55 +0.4%
744 KB KB FINL GROUP INC Financial Services 26,456.0 $2.6M 0.01% +9K +48.0% $99.73 +5.2%
745 CRDO CREDO TECHNOLOGY GROUP HOLDI Technology 28,053.0 $2.6M 0.01% +14K +94.7% $93.87 +106.0%
746 AVSC AMERICAN CENTY ETF TR 42,234.0 $2.6M 0.01% +3K +6.7% $62.30 +8.5%
747 WPC WP CAREY INC Real Estate 38,687.0 $2.6M 0.01% +702.0 +1.9% $67.96 +10.4%
748 DKS DICKS SPORTING GOODS INC Consumer Cyclical 13,207.0 $2.6M 0.01% +1K +8.4% $198.31 +11.8%
749 PPG PPG INDS INC Basic Materials 24,482.0 $2.6M 0.01% +7K +38.4% $106.88 -2.3%
750 FUMB FIRST TR EXCH TRADED FD III 130,394.0 $2.6M 0.01% +6K +4.8% $20.05 -0.1%
751 DBA INVESCO DB MULTI-SECTOR COMM Financial Services 93,869.0 $2.6M 0.01% +14K +17.0% $27.32 +1.1%
752 ZG ZILLOW GROUP INC Communication Services 61,777.0 $2.6M 0.01% +46K +297.2% $41.39 -10.8%
753 MHK MOHAWK INDS INC Consumer Cyclical 25,916.0 $2.6M 0.01% +6K +32.6% $98.46 +3.9%
754 DLS WISDOMTREE TR 31,257.0 $2.5M 0.01% +247.0 +0.8% $81.50 +7.2%
755 CGUS CAPITAL GROUP CORE EQUITY ET 66,281.0 $2.5M 0.01% +837.0 +1.3% $38.42 +13.5%
756 PAXS PIMCO ACCESS INCOME FUND Financial Services 176,460.0 $2.5M 0.01% +20K +12.9% $14.41 -2.2%
757 SANDISK CORP 3,996.0 $2.5M 0.01% +683.0 +20.6% $635.34
758 KNTK KINETIK HOLDINGS INC Energy 52,418.0 $2.5M 0.00% +2K +4.2% $48.41 +3.6%
759 ALAB ASTERA LABS INC Technology 23,103.0 $2.5M 0.00% +3K +12.5% $109.60 +171.8%
760 QXO QXO INC Industrials 130,352.0 $2.5M 0.00% +9K +7.8% $19.42 -11.3%
Page 38 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%