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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 39 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
761 ROBO EXCHANGE TRADED CONCEPTS TRU 36,972.0 $2.5M 0.00% +16K +76.2% $68.43 +24.6%
762 IWMI NEOS ETF TRUST 53,312.0 $2.5M 0.00% +52K +3180.7% $47.40 +7.9%
763 DOW DOW HLDGS INC Basic Materials 60,625.0 $2.5M 0.00% +16K +37.2% $41.65 -13.8%
764 WPM WHEATON PRECIOUS METALS CORP Basic Materials 19,240.0 $2.5M 0.00% +4K +24.6% $131.01 -2.9%
765 ENPH ENPHASE ENERGY INC Energy 66,525.0 $2.5M 0.00% +8K +13.4% $37.81 +64.9%
766 FXN FIRST TR EXCHANGE-TRADED FD 111,291.0 $2.5M 0.00% +106K +2221.0% $22.46 -1.4%
767 CASY CASEYS GEN STORES INC Consumer Cyclical 3,412.0 $2.5M 0.00% +706.0 +26.1% $727.91 +13.3%
768 FIRST TR EXCH TRADED FD III 35,212.0 $2.5M 0.00% +3K +7.9% $70.36
769 EOS EATON VANCE ENHANCED EQUITY Financial Services 120,930.0 $2.5M 0.00% +1K +0.9% $20.46 +11.2%
770 SPHY SPDR SERIES TRUST 102,640.0 $2.4M 0.00% +20K +23.9% $23.32 +0.3%
771 GRMN GARMIN LTD Technology 10,298.0 $2.4M 0.00% +1K +15.0% $232.03 +3.3%
772 INGERSOLL RAND INC 29,807.0 $2.4M 0.00% +3K +11.6% $80.12
773 VNLA JANUS DETROIT STR TR 48,791.0 $2.4M 0.00% +5K +11.4% $48.86 +0.3%
774 CGSM CAPITAL GRP FIXED INCM ETF T 90,526.0 $2.4M 0.00% +35K +63.3% $26.28 -0.1%
775 FTXL FIRST TR EXCHANGE TRADED FD 16,075.0 $2.4M 0.00% +695.0 +4.5% $147.47 +63.7%
776 GPC GENUINE PARTS CO Consumer Cyclical 22,330.0 $2.4M 0.00% +2K +8.2% $105.75 -7.7%
777 ENTG ENTEGRIS INC Technology 20,061.0 $2.4M 0.00% +13K +202.4% $117.24 +12.1%
778 JNK SPDR SERIES TRUST 24,430.0 $2.3M 0.00% +841.0 +3.6% $95.73 +0.5%
779 FTAI AVIATION LTD 9,488.0 $2.3M 0.00% +3K +43.1% $245.01
780 CLS CELESTICA INC Technology 8,228.0 $2.3M 0.00% +567.0 +7.4% $281.68 +25.9%
Page 39 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%