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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 40 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
781 EWL ISHARES INC 39,373.0 $2.3M 0.00% +1K +2.7% $58.81 +6.9%
782 NFG NATIONAL FUEL GAS CO Energy 24,536.0 $2.3M 0.00% +2K +8.1% $93.96 -13.5%
783 MILLROSE PPTYS INC 82,093.0 $2.3M 0.00% +77K +1538.3% $28.00
784 CARY ANGEL OAK FUNDS TRUST 110,307.0 $2.3M 0.00% +11K +10.7% $20.77 -0.0%
785 AVLC AMERICAN CENTY ETF TR 29,387.0 $2.3M 0.00% +5K +18.2% $77.55 +13.3%
786 RWJ INVESCO EXCH TRADED FD TR II 45,024.0 $2.3M 0.00% +2K +3.5% $50.48 +8.3%
787 OSK OSHKOSH CORP Industrials 15,312.0 $2.3M 0.00% +673.0 +4.6% $147.22 -13.7%
788 DFUS DIMENSIONAL ETF TRUST 31,765.0 $2.3M 0.00% +3K +10.5% $70.91 +13.9%
789 JCPB J P MORGAN EXCHANGE TRADED F 47,660.0 $2.2M 0.00% +14K +40.2% $47.08 -1.0%
790 NYT NEW YORK TIMES CO MTN BE Communication Services 26,771.0 $2.2M 0.00% +1K +4.8% $83.73 -11.3%
791 QQQI NEOS ETF TRUST 45,098.0 $2.2M 0.00% +31K +220.4% $49.69 +13.0%
792 PRFZ INVESCO EXCHANGE TRADED FD T 48,848.0 $2.2M 0.00% +12K +34.1% $45.87 +10.6%
793 HYEM VANECK ETF TRUST 113,480.0 $2.2M 0.00% +54K +90.6% $19.73 +1.3%
794 HYGH ISHARES U S ETF TR 25,771.0 $2.2M 0.00% +844.0 +3.4% $85.61 +1.1%
795 DFAT DIMENSIONAL ETF TRUST 35,241.0 $2.2M 0.00% +1K +3.8% $62.45 +6.5%
796 EAGG ISHARES TR 46,267.0 $2.2M 0.00% +321.0 +0.7% $47.55 -1.0%
797 BMO BANK MONTREAL MEDIUM Financial Services 16,041.0 $2.2M 0.00% +2K +15.4% $135.35 +18.0%
798 VIKING HOLDINGS LTD 29,449.0 $2.2M 0.00% +27K +910.3% $73.48
799 SHYG ISHARES TR 51,057.0 $2.2M 0.00% +8K +19.9% $42.31 +0.3%
800 MYN BLACKROCK MUNIYIELD N Y QUAL Financial Services 221,258.0 $2.1M 0.00% +201K +1006.3% $9.60 +1.4%
Page 40 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%