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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 42 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
821 SMFG SUMITOMO MITSUI FIN GRP INC Financial Services 100,932.0 $2.0M 0.00% +35K +52.0% $19.75 +15.6%
822 PHO INVESCO EXCHANGE TRADED FD T 29,649.0 $2.0M 0.00% +1K +5.1% $66.86 -2.9%
823 FBCG FIDELITY COVINGTON TRUST 39,551.0 $2.0M 0.00% +31K +359.1% $50.12 +22.1%
824 EMN EASTMAN CHEM CO Basic Materials 25,880.0 $2.0M 0.00% +4K +20.2% $76.32 -4.1%
825 ULTA ULTA BEAUTY INC Consumer Cyclical 3,749.0 $2.0M 0.00% +269.0 +7.7% $522.84 -5.7%
826 UBS UBS GROUP AG Financial Services 50,106.0 $2.0M 0.00% +17K +52.4% $39.07 +21.0%
827 PHG KONINKLIJKE PHILIPS N V Healthcare 71,066.0 $1.9M 0.00% +3K +4.0% $27.40 -2.4%
828 LPLA LPL FINL HLDGS INC Financial Services 6,400.0 $1.9M 0.00% +1K +22.9% $300.84 -4.3%
829 SAN BANCO SANTANDER SA Financial Services 170,558.0 $1.9M 0.00% +56K +49.5% $11.28 +9.8%
830 SPHD INVESCO EXCH TRADED FD TR II 38,679.0 $1.9M 0.00% +11K +37.8% $49.61 +1.1%
831 FLTR VANECK ETF TRUST 75,227.0 $1.9M 0.00% +25K +50.8% $25.48 +0.3%
832 ISCB ISHARES TR 29,413.0 $1.9M 0.00% +409.0 +1.4% $65.09 +9.0%
833 SYFI AB ACTIVE ETFS INC 53,648.0 $1.9M 0.00% +2K +4.8% $35.52 +0.5%
834 AB ALLIANCEBERNSTEIN HLDG L P Financial Services 50,606.0 $1.9M 0.00% +9K +21.0% $37.44 +1.9%
835 BEONE MEDICINES LTD 6,377.0 $1.9M 0.00% +123.0 +2.0% $296.97
836 AIR AAR CORP Industrials 17,262.0 $1.9M 0.00% +101.0 +0.6% $109.46 -0.8%
837 SUN SUNOCO LP/SUNOCO FIN CORP Energy 28,970.0 $1.9M 0.00% +4K +14.2% $64.97 +10.8%
838 CMF ISHARES TR 33,071.0 $1.9M 0.00% +7K +26.5% $56.86 -0.2%
839 XSD SPDR SERIES TRUST 5,732.0 $1.9M 0.00% +2K +59.4% $326.16 +76.8%
840 SYLD CAMBRIA ETF TR 24,695.0 $1.9M 0.00% +423.0 +1.7% $75.41 +3.8%
Page 42 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%