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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 43 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
841 WCN WASTE CONNECTIONS INC Industrials 11,451.0 $1.9M 0.00% +5K +74.0% $162.44 -3.4%
842 VKTX VIKING THERAPEUTICS INC Healthcare 57,156.0 $1.9M 0.00% +4K +7.7% $32.54 -9.5%
843 IFRA ISHARES TR 32,484.0 $1.9M 0.00% +2K +6.4% $57.20 +5.8%
844 HYI WESTERN ASSET HIGH YIELD OPP Financial Services 173,763.0 $1.9M 0.00% +11K +6.6% $10.68 -1.6%
845 IHI ISHARES TR 34,651.0 $1.8M 0.00% +1K +4.5% $53.35 -5.3%
846 GFL GFL ENVIRONMENTAL INC Industrials 44,301.0 $1.8M 0.00% +4K +8.9% $41.72 -13.8%
847 MAT MATTEL INC Consumer Cyclical 126,898.0 $1.8M 0.00% +127K +10000.0% $14.53 +3.0%
848 XMMO INVESCO EXCHANGE TRADED FD T 12,688.0 $1.8M 0.00% +7K +110.5% $145.03 +12.7%
849 AR ANTERO RESOURCES CORP Energy 43,292.0 $1.8M 0.00% +34K +388.7% $42.44 -12.7%
850 FDD FIRST TR EXCHANGE-TRADED FD 102,764.0 $1.8M 0.00% +12K +13.2% $17.81 +11.2%
851 BMEZ BLACKROCK HEALTH SCIENCES TE Financial Services 127,297.0 $1.8M 0.00% +14K +12.6% $14.36 -1.5%
852 FIW FIRST TR EXCHANGE-TRADED FD 17,615.0 $1.8M 0.00% +749.0 +4.4% $103.13 -1.8%
853 XSW SPDR SERIES TRUST 12,763.0 $1.8M 0.00% +13K +10000.0% $142.29 +13.8%
854 NTLA INTELLIA THERAPEUTICS INC Healthcare 141,523.0 $1.8M 0.00% +1K +0.9% $12.82 -3.5%
855 RMM RIVERNORTH MANAGED DUR MUN I Financial Services 132,982.0 $1.8M 0.00% +37K +39.1% $13.63 +4.8%
856 CAG CONAGRA BRANDS INC Consumer Defensive 115,222.0 $1.8M 0.00% +15K +14.7% $15.72 -14.9%
857 NGG NATIONAL GRID PLC Utilities 21,343.0 $1.8M 0.00% +5K +32.0% $84.61 +2.1%
858 CE CELANESE CORP DEL Basic Materials 27,225.0 $1.8M 0.00% +26K +2727.1% $65.77 -19.6%
859 VONE VANGUARD SCOTTSDALE FDS 6,066.0 $1.8M 0.00% +721.0 +13.5% $295.16 +13.5%
860 EMHY ISHARES INC 45,438.0 $1.8M 0.00% +36K +358.9% $39.38 +1.8%
Page 43 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%