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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 44 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
861 FENI FIDELITY COVINGTON TRUST 47,931.0 $1.8M 0.00% +609.0 +1.3% $37.20 +7.6%
862 FXG FIRST TR EXCHANGE-TRADED FD 27,821.0 $1.8M 0.00% +2K +8.0% $63.72 -5.1%
863 SLYV SPDR SERIES TRUST 18,597.0 $1.8M 0.00% +4K +24.8% $94.58 +8.3%
864 EATON VANCE TAX-MANAGED BUY- 127,700.0 $1.7M 0.00% +5K +4.0% $13.67
865 BUG GLOBAL X FDS 69,069.0 $1.7M 0.00% +18K +36.1% $25.11 +33.3%
866 RBLX ROBLOX CORP Technology 30,660.0 $1.7M 0.00% +4K +15.1% $56.56 -19.0%
867 FSEP FIRST TR EXCHNG TRADED FD VI 34,374.0 $1.7M 0.00% +13K +60.8% $50.33 +8.3%
868 AYI ACUITY INC Industrials 6,132.0 $1.7M 0.00% +359.0 +6.2% $280.22 +0.3%
869 IWLG NEW YORK LIFE INVTS ACTIVE E 35,680.0 $1.7M 0.00% +13K +60.4% $47.72 +17.1%
870 THRO BLACKROCK ETF TRUST 46,941.0 $1.7M 0.00% +8K +19.5% $36.22 +17.5%
871 EIX EDISON INTL Utilities 23,231.0 $1.7M 0.00% +512.0 +2.2% $73.18 -3.9%
872 BTI BRITISH AMERN TOB PLC Consumer Defensive 29,069.0 $1.7M 0.00% +17K +138.7% $58.47 +12.4%
873 RMI RIVERNORTH OPPORTUNISTIC MUN Financial Services 111,800.0 $1.7M 0.00% +40K +55.2% $15.06 -0.7%
874 CHI CALAMOS CONV OPPORTUNITIES & Financial Services 155,580.0 $1.7M 0.00% +6K +3.8% $10.74 +14.2%
875 ADM ARCHER DANIELS MIDLAND CO Consumer Defensive 22,930.0 $1.7M 0.00% +6K +38.0% $72.69 +6.1%
876 LNT ALLIANT ENERGY CORP Utilities 23,169.0 $1.7M 0.00% +4K +21.4% $71.76 +2.1%
877 JOBY JOBY AVIATION INC Industrials 201,279.0 $1.7M 0.00% +117K +138.7% $8.26 +25.9%
878 FSMD FIDELITY COVINGTON TRUST 37,160.0 $1.7M 0.00% +919.0 +2.5% $44.72 +10.5%
879 EA ELECTRONIC ARTS INC Communication Services 8,141.0 $1.7M 0.00% +3K +75.3% $203.88 -1.0%
880 TCAL T ROWE PRICE ETF INC 74,038.0 $1.7M 0.00% +19K +35.0% $22.35 +0.1%
Page 44 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%