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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 46 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
901 IYZ ISHARES TR 38,712.0 $1.5M 0.00% +15K +62.8% $39.32 +12.4%
902 EMLC VANECK ETF TRUST 60,603.0 $1.5M 0.00% +5K +9.9% $25.11 +0.9%
903 MOS MOSAIC CO Basic Materials 59,434.0 $1.5M 0.00% +28K +91.3% $25.50 -14.0%
904 LEGN LEGEND BIOTECH CORP Healthcare 83,178.0 $1.5M 0.00% +83K +10000.0% $18.09 +54.7%
905 ROIV ROIVANT SCIENCES LTD Healthcare 54,257.0 $1.5M 0.00% +51K +1436.2% $27.70 +17.0%
906 MMU WESTERN ASSET MANAGED MUNS F Financial Services 145,654.0 $1.5M 0.00% +1K +0.9% $10.28 -1.9%
907 EXR EXTRA SPACE STORAGE INC Real Estate 11,397.0 $1.5M 0.00% +1K +12.1% $131.15 +9.7%
908 WAT WATERS CORP Healthcare 4,996.0 $1.5M 0.00% +2K +81.6% $297.80 +14.6%
909 RYLD GLOBAL X FDS 98,975.0 $1.5M 0.00% +48K +94.2% $14.95 +4.2%
910 BBVA BANCO BILBAO VIZCAYA ARGENTA Financial Services 67,963.0 $1.5M 0.00% +31K +84.1% $21.66 +4.8%
911 VWOB VANGUARD WHITEHALL FDS 22,130.0 $1.5M 0.00% +6K +38.4% $65.69 +0.8%
912 SWK STANLEY BLACK & DECKER INC Industrials 20,412.0 $1.5M 0.00% +3K +18.9% $71.06 +5.5%
913 SMR NUSCALE PWR CORP Utilities 133,756.0 $1.4M 0.00% +103K +329.6% $10.84 -4.2%
914 GALAXY DIGITAL INC. 78,418.0 $1.4M 0.00% +39K +98.6% $18.45
915 WELLS FARGO & CO 1,248.0 $1.4M 0.00% +7.0 +0.6% $1155.00
916 BURL BURLINGTON STORES INC Consumer Cyclical 4,414.0 $1.4M 0.00% +541.0 +14.0% $325.38 -2.9%
917 GL GLOBE LIFE INC Financial Services 10,311.0 $1.4M 0.00% +765.0 +8.0% $139.18 +12.5%
918 HQY HEALTHEQUITY INC Healthcare 17,146.0 $1.4M 0.00% +3K +18.3% $83.57 +3.4%
919 CAVA CAVA GROUP INC Consumer Cyclical 17,688.0 $1.4M 0.00% +1K +8.3% $80.90 +0.5%
920 DTM DT MIDSTREAM INC Energy 10,541.0 $1.4M 0.00% +3K +41.0% $134.68 +10.8%
Page 46 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%