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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 52 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1021 FCG FIRST TR EXCHANGE-TRADED FD 30,479.0 $966K 0.00% +18K +139.5% $31.69 -4.7%
1022 UI UBIQUITI INC Technology 1,221.0 $965K 0.00% +384.0 +45.9% $790.64 -24.2%
1023 SLVR SPROTT FDS TR 16,255.0 $962K 0.00% +3K +20.6% $59.18 +1.6%
1024 PFGC PERFORMANCE FOOD GROUP CO Consumer Defensive 11,216.0 $961K 0.00% +5K +68.2% $85.66 +10.5%
1025 MFG MIZUHO FINANCIAL GROUP INC Financial Services 119,608.0 $950K 0.00% +45K +59.7% $7.94 +16.7%
1026 VSGX VANGUARD WORLD FD 13,200.0 $947K 0.00% +1K +9.8% $71.73 +11.9%
1027 MUNI PIMCO ETF TR 18,111.0 $945K 0.00% +4K +26.6% $52.20 -0.3%
1028 OGE OGE ENERGY CORP Utilities 19,598.0 $940K 0.00% +2K +10.5% $47.96 +0.3%
1029 FCNCA FIRST CTZNS BANCSHARES INC D Financial Services 495.0 $935K 0.00% +121.0 +32.4% $1887.90 +5.4%
1030 RDW REDWIRE CORPORATION Industrials 109,590.0 $932K 0.00% +106K +2628.8% $8.50 +73.8%
1031 UTHR UNITED THERAPEUTICS CORP DEL Healthcare 1,562.0 $926K 0.00% +239.0 +18.1% $592.98 -4.9%
1032 USFD US FOODS HLDG CORP Consumer Defensive 9,986.0 $921K 0.00% +2K +18.4% $92.21 -12.0%
1033 GFS GLOBALFOUNDRIES INC Technology 20,568.0 $915K 0.00% +1K +7.8% $44.48 +82.9%
1034 SCHE SCHWAB STRATEGIC TR 27,545.0 $908K 0.00% +2K +9.1% $32.95 +8.0%
1035 ASX ASE TECHNOLOGY HLDG CO LTD Technology 41,666.0 $903K 0.00% +29K +238.8% $21.68 +50.6%
1036 TMQ TRILOGY METALS INC NEW Basic Materials 250,966.0 $901K 0.00% +164K +188.3% $3.59 +7.2%
1037 AUB ATLANTIC UN BANKSHARES CORP Financial Services 25,184.0 $900K 0.00% +1K +4.9% $35.74 +5.4%
1038 ARKQ ARK ETF TR 7,988.0 $898K 0.00% +2K +35.4% $112.46 +18.7%
1039 WF WOORI FINL GROUP INC Financial Services 13,413.0 $893K 0.00% +12K +1137.4% $66.60 -6.3%
1040 EATON VANCE TAX-ADVANTAGED G 33,473.0 $892K 0.00% +3K +9.8% $26.65
Page 52 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%