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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 57 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1121 HOLOGIC INC 9,079.0 $686K 0.00% +2K +37.7% $75.59
1122 BUFD FIRST TR EXCHNG TRADED FD VI 24,449.0 $685K 0.00% +5K +25.6% $28.00 +5.4%
1123 UTL UNITIL CORP Utilities 13,104.0 $685K 0.00% +784.0 +6.4% $52.24 -1.7%
1124 ARGX ARGENX SE Healthcare 936.0 $684K 0.00% +96.0 +11.4% $730.47 +11.7%
1125 PII POLARIS INC Consumer Cyclical 12,386.0 $675K 0.00% +2K +15.5% $54.50 +15.7%
1126 ARGT GLOBAL X FDS 7,233.0 $675K 0.00% +2K +36.0% $93.33 -1.4%
1127 JOET VIRTUS ETF TR II 16,837.0 $674K 0.00% +16K +1730.1% $40.03 +8.1%
1128 MEMX MATTHEWS ASIA FDS 16,872.0 $672K 0.00% +3K +17.7% $39.86 +17.4%
1129 LENZ LENZ THERAPEUTICS INC Healthcare 73,340.0 $671K 0.00% +25K +52.6% $9.15 -17.8%
1130 DBL DOUBLELINE OPPORTUNISTIC CR Financial Services 45,658.0 $667K 0.00% +3K +6.8% $14.60 -2.3%
1131 AEHR AEHR TEST SYS Technology 17,889.0 $663K 0.00% +16K +1030.1% $37.08 +146.2%
1132 FBRT FRANKLIN BSP RLTY TR INC Real Estate 78,054.0 $663K 0.00% +30K +62.4% $8.49 +2.8%
1133 RDY DR REDDYS LABS LTD Healthcare 47,612.0 $659K 0.00% +46K +2225.9% $13.85 -1.6%
1134 SPIRE GLOBAL INC 52,296.0 $658K 0.00% +31K +148.8% $12.58
1135 PCG PG&E CORP Utilities 37,281.0 $655K 0.00% +1K +3.8% $17.57 -6.4%
1136 PML PIMCO MUN INCOME FD II Financial Services 85,903.0 $650K 0.00% +6K +7.1% $7.57 -2.5%
1137 MTG MGIC INVT CORP WIS Financial Services 24,308.0 $638K 0.00% +7K +43.2% $26.25 -0.3%
1138 CPNG COUPANG INC Consumer Cyclical 33,613.0 $635K 0.00% +1K +4.3% $18.88 -16.7%
1139 BBY BEST BUY INC Consumer Cyclical 9,879.0 $634K 0.00% +7K +265.8% $64.21 -4.8%
1140 SBAC SBA COMMUNICATIONS CORP Real Estate 3,681.0 $634K 0.00% +59.0 +1.6% $172.11 +20.7%
Page 57 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%