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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 62 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1221 TPG TPG INC Financial Services 12,401.0 $502K 0.00% +4K +45.6% $40.51 +2.7%
1222 PTY PIMCO CORPORATE & INCOME OPP Financial Services 41,318.0 $498K 0.00% +8K +23.5% $12.06 -2.2%
1223 DNLI DENALI THERAPEUTICS INC Healthcare 25,935.0 $498K 0.00% +25K +1950.2% $19.20 -2.9%
1224 IXC ISHARES TR 8,643.0 $498K 0.00% +2K +32.6% $57.61 -2.5%
1225 IHAK ISHARES TR 11,327.0 $494K 0.00% +725.0 +6.8% $43.65 +28.4%
1226 BIO BIO RAD LABS INC Healthcare 1,768.0 $493K 0.00% +721.0 +68.9% $278.75 +3.2%
1227 HALO HALOZYME THERAPEUTICS INC Healthcare 7,622.0 $493K 0.00% +2K +36.5% $64.63 +5.7%
1228 TY TRI CONTL CORP Financial Services 15,529.0 $491K 0.00% +878.0 +6.0% $31.59 +10.3%
1229 PJAN INNOVATOR ETFS TRUST 10,633.0 $490K 0.00% +7K +173.1% $46.13 +6.6%
1230 LAB STANDARD BIOTOOLS INC Healthcare 527,408.0 $485K 0.00% +83K +18.8% $0.92 +12.0%
1231 TTMI TTM TECHNOLOGIES INC Technology 4,965.0 $484K 0.00% +748.0 +17.7% $97.42 +94.9%
1232 MCHI ISHARES TR 8,586.0 $482K 0.00% +1K +16.7% $56.18 -1.1%
1233 FPX FIRST TR EXCHANGE-TRADED FD 3,025.0 $480K 0.00% +287.0 +10.5% $158.82 +18.9%
1234 SIHY HARBOR ETF TRUST 10,590.0 $474K 0.00% +588.0 +5.9% $44.81 +1.1%
1235 EVLV EVOLV TECHNOLOGIES HLDNGS IN Industrials 77,327.0 $468K 0.00% +77K +10000.0% $6.05 +3.1%
1236 LIBERTY MEDIA CORP DEL 5,975.0 $467K 0.00% +499.0 +9.1% $78.08
1237 GUG GUGGENHEIM ACTIVE ALLOC FD Financial Services 30,630.0 $466K 0.00% +626.0 +2.1% $15.22 +5.1%
1238 VCEL VERICEL CORP Healthcare 14,440.0 $465K 0.00% +1K +10.9% $32.17 +8.0%
1239 TXG 10X GENOMICS INC Healthcare 21,831.0 $463K 0.00% +5K +27.0% $21.23 +11.5%
1240 PDO PIMCO DYNAMIC INCOME OPRNTS Financial Services 35,742.0 $462K 0.00% +2K +5.1% $12.93 -1.5%
Page 62 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%