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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 66 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1301 VVV VALVOLINE INC Energy 11,222.0 $378K 0.00% +9K +374.9% $33.68 -0.3%
1302 TAK TAKEDA PHARMACEUTICAL CO LTD Healthcare 20,250.0 $375K 0.00% +15K +290.6% $18.52 -12.3%
1303 NTES NETEASE COM INC Technology 3,344.0 $374K 0.00% +1K +53.8% $111.96 +4.1%
1304 ARE ALEXANDRIA REAL ESTATE EQ IN Real Estate 8,027.0 $373K 0.00% +3K +72.2% $46.42 +4.2%
1305 NIO NIO INC Consumer Cyclical 61,756.0 $372K 0.00% +14K +30.6% $6.03 -13.8%
1306 BNL BROADSTONE NET LEASE INC Real Estate 20,317.0 $371K 0.00% +1K +5.3% $18.27 +11.7%
1307 BKH BLACK HILLS CORP Utilities 5,338.0 $371K 0.00% +2K +72.8% $69.42 +7.0%
1308 INDY ISHARES TR 8,746.0 $369K 0.00% +1K +17.2% $42.24 +0.7%
1309 HRI HERC HLDGS INC Industrials 3,688.0 $367K 0.00% +3K +469.1% $99.58 +29.5%
1310 TXRH TEXAS ROADHOUSE INC Consumer Cyclical 2,221.0 $367K 0.00% +203.0 +10.1% $165.17 +7.5%
1311 HSIC SCHEIN HENRY INC Healthcare 4,972.0 $366K 0.00% +4K +335.0% $73.70 +0.7%
1312 NEO NEOGENOMICS INC Healthcare 49,279.0 $366K 0.00% +5K +11.7% $7.42 +24.4%
1313 ECAT BLACKROCK ESG CAP ALLC TERM Financial Services 26,624.0 $362K 0.00% +14K +103.9% $13.58 +13.4%
1314 IMO IMPERIAL OIL LTD Energy 2,761.0 $361K 0.00% +2K +573.4% $130.87 +1.8%
1315 CTRE CARETRUST REIT INC Real Estate 9,798.0 $359K 0.00% +8K +345.4% $36.65 +12.2%
1316 PEN PENUMBRA INC Healthcare 1,093.0 $359K 0.00% +41.0 +3.9% $328.37 +0.1%
1317 SLF SUN LIFE FINANCIAL INC. Financial Services 5,700.0 $357K 0.00% +2K +59.8% $62.57 +16.8%
1318 PUK PRUDENTIAL PLC Financial Services 12,515.0 $356K 0.00% +7K +123.0% $28.43 +7.2%
1319 ARW ARROW ELECTRS INC Technology 2,471.0 $354K 0.00% +917.0 +59.0% $143.41 +51.5%
1320 IBIT ISHARES BITCOIN TRUST ETF Financial Services 9,218.0 $354K 0.00% +7K +259.2% $38.42 +11.8%
Page 66 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%