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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 71 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1401 AGO ASSURED GUARANTY LTD Financial Services 3,314.0 $270K +962.0 +40.9% $81.50 -3.5%
1402 THG HANOVER INS GROUP INC Financial Services 1,553.0 $269K +276.0 +21.6% $173.42 +12.2%
1403 KAI KADANT INC Industrials 920.0 $269K +502.0 +120.1% $292.42 +5.0%
1404 LUMN LUMEN TECHNOLOGIES INC Communication Services 38,656.0 $269K +13K +50.6% $6.95 +35.8%
1405 INFY INFOSYS LTD Technology 19,781.0 $267K +10K +108.6% $13.51 -6.4%
1406 CTS CTS CORP Technology 5,592.0 $267K +312.0 +5.9% $47.76 +25.4%
1407 BAP CREDICORP LTD Financial Services 786.0 $267K +411.0 +109.6% $339.37 +1.4%
1408 FBIN FORTUNE BRANDS INNOVATIONS I Industrials 6,839.0 $267K +1K +25.9% $38.97 -6.8%
1409 RGNX REGENXBIO INC Healthcare 31,502.0 $264K +4K +13.6% $8.38 -28.8%
1410 AVNT AVIENT CORPORATION Basic Materials 7,247.0 $263K +3K +80.3% $36.30 -6.0%
1411 FXD FIRST TR EXCHANGE-TRADED FD 4,098.0 $262K +398.0 +10.8% $64.02 +2.5%
1412 LNC LINCOLN NATL CORP IND Financial Services 7,368.0 $262K +1K +19.2% $35.50 +1.3%
1413 RALLIANT CORP 6,255.0 $260K +227.0 +3.8% $41.59
1414 NEU NEWMARKET CORP Basic Materials 403.0 $259K +247.0 +158.3% $641.63 +12.3%
1415 PSCT INVESCO EXCH TRADED FD TR II 4,301.0 $258K +900.0 +26.5% $60.07 +34.2%
1416 FEDERATED HERMES INC 4,555.0 $258K +4K +357.3% $56.72
1417 LKQ LKQ CORP Consumer Cyclical 8,774.0 $258K +5K +129.8% $29.38 -8.5%
1418 OIA INVESCO MUNI INCOME OPP TRST Financial Services 41,961.0 $258K +251.0 +0.6% $6.14 -2.0%
1419 GSY INVESCO ACTIVELY MANAGED EXC 5,137.0 $257K +3K +203.6% $50.12 -0.1%
1420 BCPC BALCHEM CORP Basic Materials 1,516.0 $257K +285.0 +23.1% $169.50 -4.6%
Page 71 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%