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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 73 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1441 ADPT ADAPTIVE BIOTECHNOLOGIES COR Healthcare 17,263.0 $240K +10K +127.8% $13.88 -0.1%
1442 FLUTTER ENTMT PLC 2,347.0 $239K +2K +747.3% $101.97
1443 RCI ROGERS COMMUNICATIONS INC Communication Services 6,177.0 $238K +6K +2597.4% $38.45 -6.0%
1444 PSO PEARSON PLC Communication Services 17,963.0 $236K +10K +118.7% $13.13 +15.5%
1445 BGX BLACKSTONE LONG SHORT CR INC Financial Services 21,609.0 $236K +22K +10000.0% $10.90 -0.7%
1446 CVE CENOVUS ENERGY INC Energy 8,852.0 $235K +6K +233.9% $26.53 +14.2%
1447 BROWN FORMAN CORP 8,818.0 $233K +4K +92.6% $26.44
1448 SJNK SPDR SERIES TRUST 9,297.0 $232K +1K +15.0% $24.98 +0.2%
1449 CPK CHESAPEAKE UTILS CORP Utilities 1,837.0 $232K +1K +277.2% $126.39 +0.5%
1450 RUSHA RUSH ENTERPRISES INC Consumer Cyclical 3,498.0 $231K +572.0 +19.6% $66.13 +5.8%
1451 SHAK SHAKE SHACK INC Consumer Cyclical 2,612.0 $231K +139.0 +5.6% $88.47 -28.3%
1452 LNTH LANTHEUS HLDGS INC Healthcare 3,043.0 $231K +1K +50.4% $75.85 +24.5%
1453 ISCV ISHARES TR 3,298.0 $229K +2K +207.4% $69.53 +6.6%
1454 POST POST HLDGS INC Consumer Defensive 2,319.0 $229K +263.0 +12.8% $98.86 -1.4%
1455 ENS ENERSYS Industrials 1,307.0 $227K +942.0 +258.1% $173.78 +37.5%
1456 SBS COMPANHIA DE SANEAMENTO BASI Utilities 7,369.0 $225K +6K +372.1% $30.51 -80.8%
1457 KOF COCA-COLA FEMSA SAB DE CV Consumer Defensive 2,304.0 $225K +2K +224.1% $97.58 +9.8%
1458 AAOI APPLIED OPTOELECTRONICS INC Technology 2,649.0 $224K +2K +1231.2% $84.59 +109.0%
1459 BFOR ALPS ETF TR 2,698.0 $224K +629.0 +30.4% $83.02 +7.2%
1460 XNCR XENCOR INC Healthcare 18,435.0 $222K +3K +18.6% $12.06 -6.1%
Page 73 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%