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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 53 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1041 PLUG PLUG PWR INC Industrials 7,173.0 $16K -2K -22.6% $2.26 +52.6%
1042 OGN ORGANON & CO Healthcare 2,626.0 $16K -10K -78.9% $5.99 +124.0%
1043 BGS B & G FOODS INC Consumer Defensive 3,222.0 $15K -7K -69.6% $4.81 -16.0%
1044 EWQ ISHARES INC 355.0 $15K -36.0 -9.2% $43.44 +2.3%
1045 CGSD CAPITAL GRP FIXED INCM ETF T 586.0 $15K -13K -95.6% $25.80 -0.2%
1046 NWS NEWS CORP NEW Communication Services 518.0 $15K -15.0 -2.8% $28.52 +6.0%
1047 JPMB J P MORGAN EXCHANGE TRADED F 370.0 $15K -5K -92.8% $39.25 +0.1%
1048 HCM HUTCHMED CHINA LTD Healthcare 963.0 $14K -172.0 -15.2% $14.96 -20.1%
1049 NEOG NEOGEN CORP Healthcare 1,535.0 $14K -181.0 -10.6% $9.29 -7.9%
1050 QS QUANTUMSCAPE CORP Consumer Cyclical 2,217.0 $14K -1K -31.3% $6.38 +18.6%
1051 KVYO KLAVIYO INC Technology 725.0 $14K -2K -77.4% $19.46 -24.9%
1052 REAL THE REALREAL INC Consumer Cyclical 1,480.0 $13K -5K -76.3% $9.08 +4.2%
1053 JSMD JANUS DETROIT STR TR 167.0 $13K -82.0 -32.9% $79.35 +12.4%
1054 PEB PEBBLEBROOK HOTEL TR Real Estate 1,048.0 $13K -45.0 -4.1% $12.64 +14.3%
1055 BFLY BUTTERFLY NETWORK INC Healthcare 3,274.0 $13K -13K -80.1% $4.04 +1.5%
1056 CNS COHEN & STEERS INC Financial Services 210.0 $13K -569.0 -73.0% $62.72 +15.2%
1057 KTF DWS MUN INCOME TR Financial Services 1,443.0 $13K -20K -93.3% $9.10 -2.1%
1058 AHCO ADAPTHEALTH CORP Healthcare 1,098.0 $13K -1K -57.5% $11.90 -13.0%
1059 TK TEEKAY CORPORATION LTD Energy 1,061.0 $13K -124.0 -10.5% $12.21 +10.5%
1060 JIVE J P MORGAN EXCHANGE TRADED F 151.0 $13K -509.0 -77.1% $85.64 +5.9%
Page 53 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%