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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 100 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1981 IHAK ISHARES TR 11,327.0 $494K 0.00% +725.0 +6.8% $43.65 +26.4%
1982 VOYA VOYA FINANCIAL INC Financial Services 7,235.0 $494K 0.00% -872.0 -10.8% $68.33 +18.8%
1983 DEA EASTERLY GOVT PPTYS INC Real Estate 23,005.0 $493K 0.00% $21.43 +13.4%
1984 BIO BIO RAD LABS INC Healthcare 1,768.0 $493K 0.00% +721.0 +68.9% $278.75 +9.4%
1985 HALO HALOZYME THERAPEUTICS INC Healthcare 7,622.0 $493K 0.00% +2K +36.5% $64.63 +7.9%
1986 NBSD NEUBERGER BERMAN ETF TRUST 9,685.0 $491K 0.00% NEW $50.71 -0.1%
1987 CEF SPROTT ASSET MANAGEMENT LP Financial Services 10,291.0 $491K 0.00% -604.0 -5.5% $47.72 -2.3%
1988 ANGLOGOLD ASHANTI PLC 5,039.0 $491K 0.00% -4K -43.2% $97.37
1989 TY TRI CONTL CORP Financial Services 15,529.0 $491K 0.00% +878.0 +6.0% $31.59 +10.4%
1990 PJAN INNOVATOR ETFS TRUST 10,633.0 $490K 0.00% +7K +173.1% $46.13 +6.9%
1991 ONLN PROSHARES TR 9,215.0 $490K 0.00% -3K -23.7% $53.21 +9.5%
1992 CPRX CATALYST PHARMACEUTICALS INC Healthcare 19,712.0 $488K 0.00% -10K -33.6% $24.76 +26.4%
1993 DEUS DBX ETF TR 8,149.0 $488K 0.00% $59.89 +7.5%
1994 TRUC VANECK ETF TRUST 20,158.0 $487K 0.00% NEW $24.16 +12.1%
1995 BROOKFIELD WEALTH SOL LTD 11,755.0 $487K 0.00% $41.40
1996 LAB STANDARD BIOTOOLS INC Healthcare 527,408.0 $485K 0.00% +83K +18.8% $0.92 +12.1%
1997 HYLB DBX ETF TR 13,398.0 $484K 0.00% -3K -17.9% $36.16 +1.1%
1998 TTMI TTM TECHNOLOGIES INC Technology 4,965.0 $484K 0.00% +748.0 +17.7% $97.42 +84.7%
1999 MCHI ISHARES TR 8,586.0 $482K 0.00% +1K +16.7% $56.18 -1.6%
2000 VKI INVESCO ADVANTAGE MUN INCOME Financial Services 55,492.0 $481K 0.00% -281.0 -0.5% $8.66 +2.8%
Page 100 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%