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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 101 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2001 FPX FIRST TR EXCHANGE-TRADED FD 3,025.0 $480K 0.00% +287.0 +10.5% $158.82 +21.9%
2002 VLYPN VALLEY NATL BANCORP Financial Services 38,945.0 $478K 0.00% $12.28 +111.2%
2003 TBIL RBB FD INC 9,580.0 $478K 0.00% -21K -69.0% $49.86 +0.3%
2004 PAGP PLAINS GP HLDGS L P Energy 19,653.0 $477K 0.00% $24.28 +2.5%
2005 BKGI BNY MELLON ETF TRUST 10,712.0 $477K 0.00% NEW $44.54 +3.1%
2006 JBBB JANUS DETROIT STR TR 10,192.0 $475K 0.00% -22K -68.7% $46.61 +2.0%
2007 SIHY HARBOR ETF TRUST 10,590.0 $474K 0.00% +588.0 +5.9% $44.81 +1.5%
2008 THW ABRDN WORLD HEALTHCARE FUND Financial Services 40,500.0 $473K 0.00% $11.67 +8.2%
2009 NVTS NAVITAS SEMICONDUCTOR CORP Technology 53,778.0 $472K 0.00% $8.77 +229.3%
2010 EVLV EVOLV TECHNOLOGIES HLDNGS IN Industrials 77,327.0 $468K 0.00% +77K +10000.0% $6.05 +4.3%
2011 IBCP INDEPENDENT BK CORP MICH Financial Services 14,016.0 $467K 0.00% $33.30 +2.5%
2012 LIBERTY MEDIA CORP DEL 5,975.0 $467K 0.00% +499.0 +9.1% $78.08
2013 GUG GUGGENHEIM ACTIVE ALLOC FD Financial Services 30,630.0 $466K 0.00% +626.0 +2.1% $15.22 +6.2%
2014 VCEL VERICEL CORP Healthcare 14,440.0 $465K 0.00% +1K +10.9% $32.17 +6.5%
2015 TXG 10X GENOMICS INC Healthcare 21,831.0 $463K 0.00% +5K +27.0% $21.23 +20.2%
2016 IP INTERNATIONAL PAPER CO Consumer Cyclical 12,953.0 $462K 0.00% -321.0 -2.4% $35.70 -9.2%
2017 PDO PIMCO DYNAMIC INCOME OPRNTS Financial Services 35,742.0 $462K 0.00% +2K +5.1% $12.93 +0.5%
2018 ARQT ARCUTIS BIOTHERAPEUTICS INC Healthcare 19,597.0 $462K 0.00% -32K -62.0% $23.56 -10.2%
2019 FCT FIRST TR SR FLTG RATE INCOME Financial Services 47,881.0 $462K 0.00% -1K -2.5% $9.64 +0.3%
2020 EUSA ISHARES INC 4,525.0 $461K 0.00% $101.77 +9.6%
Page 101 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%