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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 102 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2021 TLG TOUCHSTONE ETF TRUST 19,703.0 $460K 0.00% NEW $23.36 +17.1%
2022 AIA ISHARES TR 4,314.0 $458K 0.00% +1K +44.0% $106.16 +33.7%
2023 LIT GLOBAL X FDS 6,139.0 $457K 0.00% +32.0 +0.5% $74.37 +15.0%
2024 TILT FLEXSHARES TR 1,883.0 $455K 0.00% $241.43 +13.3%
2025 UMC UNITED MICROELECTRONICS CORP Technology 50,292.0 $452K 0.00% NEW $8.98 +147.4%
2026 WK WORKIVA INC Technology 7,569.0 $451K 0.00% +7K +834.4% $59.63 -17.3%
2027 GLP GLOBAL PARTNERS LP Energy 10,716.0 $451K 0.00% $42.10 +12.0%
2028 MIRM MIRUM PHARMACEUTICALS INC Healthcare 4,871.0 $450K 0.00% +3K +189.6% $92.38 +5.4%
2029 NBN NORTHEAST BK PORTLAND ME Financial Services 4,000.0 $449K 0.00% $112.37 +11.2%
2030 BAH BOOZ ALLEN HAMILTON HLDG COR Industrials 5,741.0 $448K 0.00% +1K +21.6% $78.03 +3.8%
2031 SKM SK TELECOM CO LTD Communication Services 15,293.0 $448K 0.00% +15K +2116.4% $29.29 +25.3%
2032 BALL BALL CORP Consumer Cyclical 7,570.0 $448K 0.00% -1K -15.0% $59.12 -4.4%
2033 L LOEWS CORP Financial Services 4,188.0 $447K 0.00% -1K -23.7% $106.75 +0.2%
2034 OSIS OSI SYSTEMS INC Technology 1,683.0 $447K 0.00% +703.0 +71.7% $265.51 -18.1%
2035 SAIA SAIA INC Industrials 1,271.0 $446K 0.00% +40.0 +3.2% $351.28 +34.9%
2036 DLY DOUBLELINE YIELD OPPORTUNITI Financial Services 32,052.0 $446K 0.00% -750.0 -2.3% $13.92 +0.6%
2037 EXPD EXPEDITORS INTL WASH INC Industrials 3,114.0 $446K 0.00% -1K -30.3% $143.24 +12.8%
2038 GVI ISHARES TR 4,178.0 $446K 0.00% $106.70 -0.6%
2039 EVEREST GROUP LTD 1,361.0 $445K 0.00% -20.0 -1.4% $326.99
2040 CACI CACI INTL INC Technology 817.0 $444K 0.00% +329.0 +67.4% $543.87 -6.1%
Page 102 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%