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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 105 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2081 BLW BLACKROCK LTD DURATION INCOM Financial Services 33,266.0 $419K 0.00% +562.0 +1.7% $12.59 -0.6%
2082 XHE SPDR SERIES TRUST 5,346.0 $418K 0.00% +138.0 +2.6% $78.25 +1.8%
2083 FLJP FRANKLIN TEMPLETON ETF TR 11,544.0 $418K 0.00% +5K +78.6% $36.18 +9.3%
2084 EHC ENCOMPASS HEALTH CORP Healthcare 4,314.0 $417K 0.00% +746.0 +20.9% $96.73 +7.8%
2085 PSCJ PACER FDS TR 14,000.0 $415K 0.00% $29.64 +6.1%
2086 FFIN FIRST FINL BANKSHARES INC Financial Services 14,060.0 $414K 0.00% +913.0 +6.9% $29.45 +10.2%
2087 AVPT AVEPOINT INC Technology 43,453.0 $413K 0.00% +6K +15.5% $9.51 +5.7%
2088 LECO LINCOLN ELEC HLDGS INC Industrials 1,655.0 $412K 0.00% -501.0 -23.2% $249.19 +5.5%
2089 FOXA FOX CORP Communication Services 7,046.0 $412K 0.00% +1K +23.7% $58.40 +12.1%
2090 IEV ISHARES TR 6,048.0 $411K 0.00% +650.0 +12.0% $67.95 +8.1%
2091 AMRX AMNEAL PHARMACEUTICALS INC Healthcare 32,970.0 $410K 0.00% -77K -70.0% $12.43 +2.8%
2092 RRX REGAL REXNORD CORPORATION Industrials 2,182.0 $409K 0.00% +1K +94.7% $187.41 +9.9%
2093 LRGE LEGG MASON ETF INVT 5,433.0 $409K 0.00% +69.0 +1.3% $75.23 +15.0%
2094 LTPZ PIMCO ETF TR 7,977.0 $407K 0.00% -1K -14.6% $51.03 +0.3%
2095 RLI RLI CORP Financial Services 7,129.0 $407K 0.00% -5K -39.6% $57.04 -8.8%
2096 ITUB ITAU UNIBANCO HLDG S A Financial Services 47,722.0 $400K 0.00% +7K +17.6% $8.38 -5.0%
2097 FTS FORTIS INC Utilities 7,163.0 $400K 0.00% +5K +244.0% $55.80 +1.8%
2098 MUSA MURPHY USA INC Consumer Cyclical 808.0 $400K 0.00% -145.0 -15.2% $494.56 +4.4%
2099 EXP EAGLE MATLS INC Basic Materials 2,104.0 $399K 0.00% -43.0 -2.0% $189.52 +13.3%
2100 CHWY CHEWY INC Consumer Cyclical 14,753.0 $398K 0.00% +699.0 +5.0% $27.00 -21.5%
Page 105 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%