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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 108 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2141 ARE ALEXANDRIA REAL ESTATE EQ IN Real Estate 8,027.0 $373K 0.00% +3K +72.2% $46.42 +7.6%
2142 NIO NIO INC Consumer Cyclical 61,756.0 $372K 0.00% +14K +30.6% $6.03 -4.6%
2143 SWKS SKYWORKS SOLUTIONS INC Technology 6,953.0 $372K 0.00% -256.0 -3.5% $53.55 +46.9%
2144 BNL BROADSTONE NET LEASE INC Real Estate 20,317.0 $371K 0.00% +1K +5.3% $18.27 +11.8%
2145 BKH BLACK HILLS CORP Utilities 5,338.0 $371K 0.00% +2K +72.8% $69.42 +7.3%
2146 INDY ISHARES TR 8,746.0 $369K 0.00% +1K +17.2% $42.24 +0.9%
2147 VGM INVESCO TR INVT GRADE MUNS Financial Services 37,254.0 $368K 0.00% -4K -10.1% $9.87 +3.5%
2148 HRI HERC HLDGS INC Industrials 3,688.0 $367K 0.00% +3K +469.1% $99.58 +38.5%
2149 TXRH TEXAS ROADHOUSE INC Consumer Cyclical 2,221.0 $367K 0.00% +203.0 +10.1% $165.17 +9.9%
2150 HSIC SCHEIN HENRY INC Healthcare 4,972.0 $366K 0.00% +4K +335.0% $73.70 +2.7%
2151 NEO NEOGENOMICS INC Healthcare 49,279.0 $366K 0.00% +5K +11.7% $7.42 +29.0%
2152 ILOW AB ACTIVE ETFS INC 8,556.0 $365K 0.00% $42.66 +5.8%
2153 LTH LIFE TIME GROUP HOLDINGS INC Consumer Cyclical 13,436.0 $362K 0.00% -1K -9.1% $26.94 +22.8%
2154 ECAT BLACKROCK ESG CAP ALLC TERM Financial Services 26,624.0 $362K 0.00% +14K +103.9% $13.58 +14.1%
2155 BST BLACKROCK SCIENCE & TECHNOLO Financial Services 9,942.0 $361K 0.00% -76.0 -0.8% $36.35 +32.4%
2156 IMO IMPERIAL OIL LTD Energy 2,761.0 $361K 0.00% +2K +573.4% $130.87 -4.8%
2157 FXU FIRST TR EXCHANGE-TRADED FD 7,269.0 $361K 0.00% -50K -87.2% $49.60 -1.7%
2158 CTRE CARETRUST REIT INC Real Estate 9,798.0 $359K 0.00% +8K +345.4% $36.65 +13.7%
2159 PEN PENUMBRA INC Healthcare 1,093.0 $359K 0.00% +41.0 +3.9% $328.37 -2.4%
2160 PL PLANET LABS PBC Industrials 12,800.0 $358K 0.00% -6K -32.6% $27.95 +80.6%
Page 108 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%