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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 109 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2161 MMD NYLI MACKAY DEFINEDTERM MUNI Financial Services 24,082.0 $358K 0.00% $14.85 +3.7%
2162 CHTR CHARTER COMMUNICATIONS INC Communication Services 1,654.0 $357K 0.00% -149.0 -8.3% $215.88 -32.2%
2163 SLF SUN LIFE FINANCIAL INC. Financial Services 5,700.0 $357K 0.00% +2K +59.8% $62.57 +15.3%
2164 PUK PRUDENTIAL PLC Financial Services 12,515.0 $356K 0.00% +7K +123.0% $28.43 +3.6%
2165 RWR SPDR SERIES TRUST 3,520.0 $355K 0.00% $100.98 +10.4%
2166 ARW ARROW ELECTRS INC Technology 2,471.0 $354K 0.00% +917.0 +59.0% $143.41 +49.8%
2167 IBIT ISHARES BITCOIN TRUST ETF Financial Services 9,218.0 $354K 0.00% +7K +259.2% $38.42 +8.4%
2168 VIR VIR BIOTECHNOLOGY INC Healthcare 39,323.0 $352K 0.00% +9K +31.6% $8.96 +6.6%
2169 ROBT FIRST TR EXCHANGE TRADED FD 7,631.0 $352K 0.00% -2K -20.8% $46.16 +24.8%
2170 FLRT PACER FDS TR 7,596.0 $352K 0.00% -1K -13.1% $46.31 +1.1%
2171 SOLV SOLVENTUM CORP Healthcare 5,377.0 $351K 0.00% -1K -16.6% $65.30 +17.2%
2172 APTIV PLC 5,056.0 $351K 0.00% -383.0 -7.0% $69.44
2173 IGBH ISHARES U S ETF TR 14,462.0 $350K 0.00% +4K +43.5% $24.18 +2.3%
2174 XVV ISHARES TR 7,101.0 $350K 0.00% +800.0 +12.7% $49.22 +16.9%
2175 BUI BLACKROCK UTILS INFRASTRUCTU Financial Services 13,186.0 $348K 0.00% -100.0 -0.8% $26.38 +6.1%
2176 ESI ELEMENT SOLUTIONS INC Basic Materials 10,119.0 $345K 0.00% +5K +106.4% $34.14 +24.8%
2177 VENTURE GLOBAL INC 21,865.0 $345K 0.00% +17K +394.6% $15.76
2178 TPC TUTOR PERINI CORP Industrials 4,462.0 $344K 0.00% -86.0 -1.9% $77.19 -4.2%
2179 IX ORIX CORP Financial Services 11,476.0 $344K 0.00% +6K +106.8% $29.99 +29.0%
2180 ARDX ARDELYX INC Healthcare 57,430.0 $344K 0.00% +57K +10000.0% $5.99 +4.3%
Page 109 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%