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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 115 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2281 EWA ISHARES INC 10,325.0 $287K 0.00% +1K +12.8% $27.76 +4.6%
2282 TS TENARIS S A Energy 4,925.0 $287K 0.00% +3K +173.3% $58.18 +3.4%
2283 KBE SPDR SERIES TRUST 4,804.0 $286K 0.00% -3K -41.1% $59.55 +6.2%
2284 SNPE DBX ETF TR 4,794.0 $286K 0.00% +435.0 +10.0% $59.55 +15.1%
2285 VMO INVESCO MUN OPPORTUNIT TR Financial Services 29,896.0 $284K 0.00% +10K +52.5% $9.51 +2.3%
2286 CRPT FIRST TR EXCHNG TRADED FD VI 24,386.0 $284K 0.00% -1K -5.0% $11.64 +24.0%
2287 FIVE FIVE BELOW INC Consumer Cyclical 1,241.0 $284K 0.00% +560.0 +82.2% $228.48 -1.5%
2288 ABUS ARBUTUS BIOPHARMA CORP Healthcare 63,000.0 $284K 0.00% $4.50 +1.2%
2289 HST HOST HOTELS & RESORTS INC Real Estate 14,769.0 $283K 0.00% -10K -41.4% $19.16 +22.5%
2290 RS RELIANCE INC Basic Materials 928.0 $282K 0.00% +206.0 +28.5% $304.35 +24.1%
2291 GBCI GLACIER BANCORP INC NEW Financial Services 6,311.0 $282K +2K +31.2% $44.67 +6.5%
2292 BANX ARROWMARK FINANCIAL CORP Financial Services 14,762.0 $281K $19.06 +4.6%
2293 CHH CHOICE HOTELS INTL INC Consumer Cyclical 2,717.0 $281K +501.0 +22.6% $103.51 +12.0%
2294 CNX CNX RES CORP Energy 7,277.0 $281K +2K +36.0% $38.55 -11.8%
2295 ARKW ARK ETF TR 2,320.0 $280K +243.0 +11.7% $120.64 +23.5%
2296 RFG INVESCO EXCHANGE TRADED FD T 5,103.0 $280K -964.0 -15.9% $54.81 +15.8%
2297 NRK NUVEEN NY AMT FREE Financial Services 27,392.0 $280K $10.21 +3.7%
2298 RCUS ARCUS BIOSCIENCES INC Healthcare 12,929.0 $279K +705.0 +5.8% $21.60 +10.5%
2299 SUSC ISHARES TR 12,014.0 $278K +2K +20.6% $23.14 +0.2%
2300 AOM ISHARES TR 5,866.0 $278K -163.0 -2.7% $47.37 +5.2%
Page 115 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%