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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 120 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2381 AEGON LTD 33,229.0 $241K +29K +763.5% $7.26
2382 WDFC WD 40 CO Basic Materials 1,182.0 $241K +95.0 +8.7% $204.03 +0.7%
2383 RSPN INVESCO EXCHANGE TRADED FD T 4,185.0 $241K $57.59 +5.7%
2384 KBWD INVESCO EXCH TRADED FD TR II 19,214.0 $241K $12.54 -0.1%
2385 UCB UNITED CMNTY BKS BLAIRSVLE G Financial Services 7,651.0 $241K $31.49 +5.7%
2386 TVTX TRAVERE THERAPEUTICS INC Healthcare 8,109.0 $241K +5K +206.9% $29.71 +60.8%
2387 ADPT ADAPTIVE BIOTECHNOLOGIES COR Healthcare 17,263.0 $240K +10K +127.8% $13.88 +9.4%
2388 FLUTTER ENTMT PLC 2,347.0 $239K +2K +747.3% $101.97
2389 VSAT VIASAT INC Technology 5,212.0 $239K -1K -18.9% $45.80 +86.8%
2390 TAN INVESCO EXCH TRADED FD TR II 4,266.0 $238K $55.72 +29.1%
2391 RCI ROGERS COMMUNICATIONS INC Communication Services 6,177.0 $238K +6K +2597.4% $38.45 -0.5%
2392 VTC VANGUARD SCOTTSDALE FDS 3,083.0 $237K -234.0 -7.0% $76.84 +0.2%
2393 PSO PEARSON PLC Communication Services 17,963.0 $236K +10K +118.7% $13.13 +14.3%
2394 BGX BLACKSTONE LONG SHORT CR INC Financial Services 21,609.0 $236K +22K +10000.0% $10.90 +0.2%
2395 BCPL BNY MELLON ETF TRUST II 9,480.0 $235K NEW $24.80 +0.3%
2396 GMAY FIRST TR EXCHNG TRADED FD VI 5,725.0 $235K $41.06 +5.1%
2397 FEP FIRST TR EXCH TRD ALPHDX FD 4,304.0 $235K -2K -30.6% $54.61 +9.0%
2398 CVE CENOVUS ENERGY INC Energy 8,852.0 $235K +6K +233.9% $26.53 +5.7%
2399 EIM EATON VANCE MUN BD FD Financial Services 24,013.0 $235K -158.0 -0.7% $9.77 +0.9%
2400 SSYS STRATASYS LTD Technology 29,961.0 $234K -30K -50.0% $7.81 +28.3%
Page 120 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%