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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 44 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
861 SHLD GLOBAL X FDS 82,558.0 $5.8M 0.01% +6K +7.2% $70.84 -9.1%
862 FPEI FIRST TR EXCH TRADED FD III 306,457.0 $5.8M 0.01% +71K +30.0% $19.00 +0.7%
863 BLD TOPBUILD COR Industrials 16,524.0 $5.8M 0.01% +4K +35.0% $351.30 +17.0%
864 RAMP LIVERAMP HLDGS INC Technology 218,488.0 $5.8M 0.01% +15K +7.1% $26.52 +42.3%
865 BJRI BJS RESTAURANTS INC Consumer Cyclical 164,520.0 $5.8M 0.01% +35K +27.1% $35.10 +26.5%
866 SPTS SPDR SERIES TRUST 197,829.0 $5.8M 0.01% -37K -15.7% $29.18 -0.6%
867 ING ING GROEP N.V. Financial Services 221,380.0 $5.8M 0.01% +31K +16.5% $26.05 +17.7%
868 FESM FIDELITY COVINGTON TRUST 151,712.0 $5.8M 0.01% +151K +10000.0% $38.00 +16.9%
869 TPYP TORTOISE CAPITAL SERIES TRUS 136,070.0 $5.8M 0.01% +19K +15.8% $42.36 +3.6%
870 CGCB CAPITAL GRP FIXED INCM ETF T 219,419.0 $5.8M 0.01% +11K +5.3% $26.26 -0.8%
871 ICOW PACER FDS TR 135,205.0 $5.7M 0.01% +15K +12.6% $42.44 +6.6%
872 BWXT BWX TECHNOLOGIES INC Industrials 28,049.0 $5.7M 0.01% $204.49 -1.0%
873 IQDG WISDOMTREE TR 142,769.0 $5.7M 0.01% +4K +2.6% $40.14 +6.0%
874 PGNY PROGYNY INC Healthcare 337,009.0 $5.7M 0.01% +78K +30.0% $16.98 +51.0%
875 EPP ISHARES INC 107,521.0 $5.7M 0.01% +2K +1.5% $53.14 +4.2%
876 LEIDOS HOLDINGS INC 36,728.0 $5.7M 0.01% -4K -9.1% $155.53
877 FAPR FIRST TR EXCHNG TRADED FD VI 126,804.0 $5.7M 0.01% +7K +6.0% $44.91 +2.9%
878 TLN TALEN ENERGY CORP Utilities 17,744.0 $5.7M 0.01% +10K +115.3% $319.23 +7.9%
879 PTMC PACER FDS TR 154,870.0 $5.7M 0.01% -18K -10.4% $36.57 +7.9%
880 MSI MOTOROLA SOLUTIONS INC Technology 12,938.0 $5.6M 0.01% +5K +55.3% $434.01 -7.8%
Page 44 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%