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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 46 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
901 DFAU DIMENSIONAL ETF TRUST 116,101.0 $5.2M 0.01% +6K +5.2% $45.12 +13.1%
902 LYB LYONDELLBASELL INDUSTRIES NV Basic Materials 64,973.0 $5.2M 0.01% +23K +55.1% $80.56 -13.0%
903 UNILEVER PLC 91,771.0 $5.2M 0.01% +13K +16.9% $57.01
904 DES WISDOMTREE TR 145,334.0 $5.2M 0.01% $35.94 +6.6%
905 NET CLOUDFLARE INC Technology 25,099.0 $5.2M 0.01% -472.0 -1.9% $206.34 +3.1%
906 CSB VICTORY PORTFOLIOS II 83,645.0 $5.2M 0.01% +1K +1.5% $61.75 +3.2%
907 BUFG FIRST TR EXCHNG TRADED FD VI 192,273.0 $5.2M 0.01% +15K +8.7% $26.86 +8.2%
908 SUSA ISHARES TR 39,041.0 $5.2M 0.01% -199.0 -0.5% $132.10 +14.0%
909 BR BROADRIDGE FINL SOLUTIONS IN Technology 31,647.0 $5.1M 0.01% -3K -8.0% $162.48 -7.7%
910 PFM INVESCO EXCHANGE TRADED FD T 100,252.0 $5.1M 0.01% $51.09 +6.9%
911 DKNG DRAFTKINGS INC NEW Consumer Cyclical 234,642.0 $5.1M 0.01% +130K +124.8% $21.62 +17.5%
912 MEGI NYLI CBRE GBL INFR MEGTRNDS Financial Services 344,840.0 $5.1M 0.01% +3K +0.9% $14.69 +4.3%
913 FTSL FIRST TR EXCHANGE-TRADED FD 112,560.0 $5.0M 0.01% -3K -2.4% $44.80 +0.3%
914 SSD SIMPSON MFG INC Industrials 29,284.0 $5.0M 0.01% +4K +14.1% $171.62 +7.8%
915 BALT INNOVATOR ETFS TRUST 149,669.0 $5.0M 0.01% +75K +99.3% $33.46 +2.0%
916 OXY OCCIDENTAL PETE CORP Energy 76,655.0 $5.0M 0.01% +6K +8.4% $65.00 -9.5%
917 CORT CORCEPT THERAPEUTICS INC Healthcare 123,497.0 $5.0M 0.01% +58K +87.7% $40.31 +48.1%
918 CWB SPDR SERIES TRUST 54,090.0 $5.0M 0.01% $91.52 +15.1%
919 YUM YUM BRANDS INC Consumer Cyclical 31,780.0 $4.9M 0.01% +2K +7.0% $155.48 -1.8%
920 IXN ISHARES TR 49,375.0 $4.9M 0.01% +25K +100.7% $99.97 +34.5%
Page 46 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%