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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 51 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1001 IOO ISHARES TR 33,820.0 $4.1M 0.01% +3K +10.3% $120.97 +17.2%
1002 DRI DARDEN RESTAURANTS INC Consumer Cyclical 20,846.0 $4.1M 0.01% +169.0 +0.8% $196.04 +0.5%
1003 MDB MONGODB INC Technology 16,551.0 $4.1M 0.01% +3K +21.4% $244.78 +29.7%
1004 GSGO GOLDMAN SACHS ETF TR 110,784.0 $4.1M 0.01% -18K -14.0% $36.56 +19.4%
1005 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 53,133.0 $4.0M 0.01% -1K -2.7% $76.16 +10.9%
1006 AROW ARROW FINL CORP Financial Services 120,305.0 $4.0M 0.01% $33.57 +9.5%
1007 CGIE CAPITAL GROUP INTERNATIONAL 119,357.0 $4.0M 0.01% +20K +19.6% $33.82 +7.1%
1008 WWD WOODWARD INC Industrials 11,252.0 $4.0M 0.01% -3K -19.4% $357.94 -0.4%
1009 AGNC AGNC INVT CORP Real Estate 399,578.0 $4.0M 0.01% +204K +104.0% $10.03 +2.3%
1010 FXL FIRST TR EXCHANGE-TRADED FD 25,224.0 $4.0M 0.01% +2K +9.3% $158.87 +23.3%
1011 KWEB KRANESHARES TRUST 140,878.0 $4.0M 0.01% -740K -84.0% $28.43 -2.9%
1012 BBIO BRIDGEBIO PHARMA INC Healthcare 53,621.0 $4.0M 0.01% +15K +39.5% $74.26 -5.4%
1013 AIG AMERICAN INTL GROUP INC Financial Services 52,751.0 $4.0M 0.01% -2K -4.5% $75.25 +4.5%
1014 PXF INVESCO EXCH TRADED FD TR II 56,692.0 $4.0M 0.01% -3K -4.8% $69.90 +9.9%
1015 SYY SYSCO CORP Consumer Defensive 55,516.0 $4.0M 0.01% -589.0 -1.1% $71.33 +5.8%
1016 FLR FLUOR CORP Industrials 84,705.0 $4.0M 0.01% +1K +1.4% $46.65 -4.4%
1017 BCS BARCLAYS PLC Financial Services 186,385.0 $3.9M 0.01% +9K +4.9% $21.16 +13.3%
1018 QDPL PACER FDS TR 98,013.0 $3.9M 0.01% +83K +555.0% $40.14 +13.4%
1019 LQDH ISHARES U S ETF TR 42,570.0 $3.9M 0.01% -1K -2.7% $92.34 +1.1%
1020 TRU TRANSUNION Industrials 56,794.0 $3.9M 0.01% -25K -30.3% $69.19 -0.4%
Page 51 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%