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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 53 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1041 RITM RITHM CAPITAL CORP Real Estate 389,891.0 $3.7M 0.01% +78K +25.1% $9.48 -2.2%
1042 RL RALPH LAUREN CORP Consumer Cyclical 10,714.0 $3.7M 0.01% +338.0 +3.3% $344.75 -4.5%
1043 FISV FISERV INC Technology 66,135.0 $3.7M 0.01% $55.80 +0.0%
1044 PREF PRINCIPAL EXCHANGE TRADED FD 195,349.0 $3.7M 0.01% +33K +20.0% $18.82 +0.6%
1045 CAH CARDINAL HEALTH INC Healthcare 17,341.0 $3.7M 0.01% +5K +42.6% $211.32 -5.1%
1046 FBND FIDELITY MERRIMACK STR TR 80,273.0 $3.7M 0.01% +12K +17.5% $45.62 -0.6%
1047 GDV GABELLI DIVID & INCOME TR Financial Services 135,955.0 $3.7M 0.01% -700.0 -0.5% $26.93 +7.8%
1048 SMCI SUPER MICRO COMPUTER INC Technology 160,694.0 $3.7M 0.01% -22K -12.0% $22.77 +46.9%
1049 IYF ISHARES TR 31,088.0 $3.7M 0.01% +4K +15.5% $117.66 +4.9%
1050 ORA ORMAT TECHNOLOGIES INC Utilities 32,647.0 $3.7M 0.01% +1K +4.8% $111.92 +19.6%
1051 FDEC FIRST TR EXCHNG TRADED FD VI 73,005.0 $3.6M 0.01% +32K +78.6% $49.72 +8.5%
1052 MTN VAIL RESORTS INC Consumer Cyclical 28,187.0 $3.6M 0.01% +6K +28.0% $128.32 -1.1%
1053 OPRA OPERA LTD Communication Services 252,090.0 $3.6M 0.01% +6K +2.4% $14.26 +22.9%
1054 CR CRANE COMPANY Industrials 20,946.0 $3.6M 0.01% -131.0 -0.6% $171.00 +2.6%
1055 EIPX FIRST TR EXCHANGE-TRADED FD 111,366.0 $3.6M 0.01% -9K -7.3% $32.16 +1.6%
1056 CHD CHURCH & DWIGHT CO INC Consumer Defensive 38,370.0 $3.6M 0.01% +2K +6.4% $93.32 +2.5%
1057 NXPI NXP SEMICONDUCTORS N V Technology 18,162.0 $3.6M 0.01% +795.0 +4.6% $196.87 +52.1%
1058 WINN HARBOR ETF TRUST 128,638.0 $3.6M 0.01% -3K -2.5% $27.73 +17.8%
1059 KR KROGER CO Consumer Defensive 49,017.0 $3.5M 0.01% -134K -73.3% $72.36 -7.3%
1060 MUFG MITSUBISHI UFJ FINANCIAL GRO Financial Services 208,443.0 $3.5M 0.01% +104K +99.3% $16.97 +14.2%
Page 53 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%