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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 54 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1061 ETG EATON VANCE TX ADV GLBL DIV Financial Services 174,979.0 $3.5M 0.01% +27K +18.2% $20.12 +12.8%
1062 DOC HEALTHPEAK PROPERTIES INC Real Estate 214,068.0 $3.5M 0.01% +29K +15.6% $16.43 +19.5%
1063 TAFI AB ACTIVE ETFS INC 138,958.0 $3.5M 0.01% +16K +13.3% $25.18 -0.3%
1064 INCY INCYTE CORP Healthcare 37,120.0 $3.5M 0.01% +777.0 +2.1% $94.12 +3.5%
1065 SHM SPDR SERIES TRUST 72,956.0 $3.5M 0.01% -2K -2.1% $47.83 -0.2%
1066 CRSP CRISPR THERAPEUTICS AG Healthcare 73,325.0 $3.5M 0.01% -39K -34.9% $47.57 +4.9%
1067 ICSH ISHARES TR 68,855.0 $3.5M 0.01% +26K +62.5% $50.62 -0.1%
1068 VNOM VIPER ENERGY INC Energy 74,138.0 $3.5M 0.01% +6K +8.4% $46.99 +1.5%
1069 NTRA NATERA INC Healthcare 17,387.0 $3.5M 0.01% +3K +19.5% $200.00 +1.8%
1070 SPYD SPDR SERIES TRUST 75,915.0 $3.5M 0.01% +3K +4.3% $45.52 +3.8%
1071 FDMO FIDELITY COVINGTON TRUST 43,138.0 $3.5M 0.01% +19K +76.7% $80.10 +17.1%
1072 MLPX GLOBAL X FDS 46,727.0 $3.5M 0.01% +15K +46.1% $73.94 +3.5%
1073 REGL PROSHARES TR 39,696.0 $3.4M 0.01% +1K +3.0% $86.41 +2.3%
1074 BELFB BEL FUSE INC Technology 17,272.0 $3.4M 0.01% +17K +10000.0% $197.98 +31.5%
1075 CRS CARPENTER TECHNOLOGY CORP Industrials 8,668.0 $3.4M 0.01% +4K +100.1% $394.19 +11.2%
1076 CDE COEUR MNG INC Basic Materials 181,944.0 $3.4M 0.01% +59K +48.3% $18.77 -5.0%
1077 JD JD.COM INC Consumer Cyclical 115,383.0 $3.4M 0.01% +16K +15.6% $29.57 +6.4%
1078 CGXU CAPITAL GROUP INTL FOCUS EQT 115,651.0 $3.4M 0.01% +15K +14.4% $29.49 +13.8%
1079 SDOG ALPS ETF TR 52,005.0 $3.4M 0.01% $65.04 +2.8%
1080 Q QNITY ELECTRONICS INC Technology 29,280.0 $3.4M 0.01% -2K -7.7% $115.38 +32.6%
Page 54 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%