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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 56 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1101 STRV EA SERIES TRUST 74,992.0 $3.1M 0.01% +7K +11.0% $41.97 +14.1%
1102 GEHC GE HEALTHCARE TECHNOLOGIES I Healthcare 44,180.0 $3.1M 0.01% -67K -60.3% $71.18 -9.6%
1103 LUV SOUTHWEST AIRLS CO Industrials 83,641.0 $3.1M 0.01% +4K +5.4% $37.57 +8.5%
1104 MSCI MSCI INC Financial Services 5,809.0 $3.1M 0.01% -1K -18.2% $539.04 +8.0%
1105 MDIV FIRST TR EXCHANGE TRADED FD 192,858.0 $3.1M 0.01% +13K +7.0% $16.17 +2.7%
1106 IOT SAMSARA INC Technology 98,025.0 $3.1M 0.01% +82K +493.5% $31.69 -4.9%
1107 AVB AVALONBAY CMNTYS INC Real Estate 18,989.0 $3.1M 0.01% -4K -16.9% $163.36 +12.7%
1108 SMIG ETF SER SOLUTIONS 104,014.0 $3.1M 0.01% -18K -14.9% $29.35 +7.4%
1109 GRAL GRAIL INC Healthcare 59,044.0 $3.1M 0.01% -10K -13.9% $51.68 +31.3%
1110 SPIB SPDR SERIES TRUST 90,888.0 $3.0M 0.01% +8K +9.8% $33.54 -0.6%
1111 LYV LIVE NATION ENTERTAINMENT IN Communication Services 19,837.0 $3.0M 0.01% +5K +33.2% $152.51 +8.8%
1112 CPT CAMDEN PPTY TR Real Estate 30,891.0 $3.0M 0.01% -15K -32.0% $97.67 +8.7%
1113 FTC FIRST TR EXCHANGE-TRADED ALP 19,557.0 $3.0M 0.01% $154.15 +15.1%
1114 DG DOLLAR GEN CORP Consumer Defensive 25,088.0 $3.0M 0.01% +5K +26.2% $118.74 -11.5%
1115 MCHP MICROCHIP TECHNOLOGY INC. Technology 46,101.0 $3.0M 0.01% $64.61 +41.0%
1116 EBAY EBAY INC. Consumer Cyclical 32,695.0 $3.0M 0.01% +5K +17.6% $91.02 +28.7%
1117 BHK BLACKROCK CORE BD TR Financial Services 324,216.0 $3.0M 0.01% +104K +47.4% $9.16 -3.4%
1118 MMIN NEW YORK LIFE INVTS ACTIVE E 125,219.0 $3.0M 0.01% -769.0 -0.6% $23.71 +0.3%
1119 RIVN RIVIAN AUTOMOTIVE INC Consumer Cyclical 197,241.0 $3.0M 0.01% +142K +256.1% $15.05 -8.8%
1120 XME SPDR SERIES TRUST 27,463.0 $3.0M 0.01% +1K +5.4% $108.01 +6.8%
Page 56 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%