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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 67 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1321 ISCB ISHARES TR 29,413.0 $1.9M 0.00% +409.0 +1.4% $65.09 +9.0%
1322 ACI ALBERTSONS COS INC Consumer Defensive 112,295.0 $1.9M 0.00% -5K -4.6% $17.04 -4.5%
1323 TPR TAPESTRY INC Consumer Cyclical 13,545.0 $1.9M 0.00% -4K -23.7% $141.13 -3.8%
1324 SYFI AB ACTIVE ETFS INC 53,648.0 $1.9M 0.00% +2K +4.8% $35.52 +0.5%
1325 AB ALLIANCEBERNSTEIN HLDG L P Financial Services 50,606.0 $1.9M 0.00% +9K +21.0% $37.44 +1.9%
1326 BEONE MEDICINES LTD 6,377.0 $1.9M 0.00% +123.0 +2.0% $296.97
1327 FHN FIRST HORIZON CORPORATION Financial Services 83,108.0 $1.9M 0.00% -2K -2.8% $22.76 +5.9%
1328 AIR AAR CORP Industrials 17,262.0 $1.9M 0.00% +101.0 +0.6% $109.46 -0.8%
1329 DIM WISDOMTREE TR 22,775.0 $1.9M 0.00% -350.0 -1.5% $82.83 +5.7%
1330 SUN SUNOCO LP/SUNOCO FIN CORP Energy 28,970.0 $1.9M 0.00% +4K +14.2% $64.97 +10.8%
1331 CMF ISHARES TR 33,071.0 $1.9M 0.00% +7K +26.5% $56.86 -0.2%
1332 XSD SPDR SERIES TRUST 5,732.0 $1.9M 0.00% +2K +59.4% $326.16 +76.8%
1333 SYLD CAMBRIA ETF TR 24,695.0 $1.9M 0.00% +423.0 +1.7% $75.41 +3.8%
1334 WCN WASTE CONNECTIONS INC Industrials 11,451.0 $1.9M 0.00% +5K +74.0% $162.44 -3.4%
1335 VKTX VIKING THERAPEUTICS INC Healthcare 57,156.0 $1.9M 0.00% +4K +7.7% $32.54 -9.5%
1336 IFRA ISHARES TR 32,484.0 $1.9M 0.00% +2K +6.4% $57.20 +5.8%
1337 HYI WESTERN ASSET HIGH YIELD OPP Financial Services 173,763.0 $1.9M 0.00% +11K +6.6% $10.68 -1.6%
1338 RWK INVESCO EXCH TRADED FD TR II 14,437.0 $1.9M 0.00% $128.26 +7.2%
1339 IHI ISHARES TR 34,651.0 $1.8M 0.00% +1K +4.5% $53.35 -5.3%
1340 GFL GFL ENVIRONMENTAL INC Industrials 44,301.0 $1.8M 0.00% +4K +8.9% $41.72 -13.8%
Page 67 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%