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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 68 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1341 MAT MATTEL INC Consumer Cyclical 126,898.0 $1.8M 0.00% +127K +10000.0% $14.53 +3.0%
1342 XMMO INVESCO EXCHANGE TRADED FD T 12,688.0 $1.8M 0.00% +7K +110.5% $145.03 +12.7%
1343 CIEN CIENA CORP Technology 4,739.0 $1.8M 0.00% -4K -43.7% $388.23 +51.3%
1344 AR ANTERO RESOURCES CORP Energy 43,292.0 $1.8M 0.00% +34K +388.7% $42.44 -12.7%
1345 FDD FIRST TR EXCHANGE-TRADED FD 102,764.0 $1.8M 0.00% +12K +13.2% $17.81 +11.2%
1346 BMEZ BLACKROCK HEALTH SCIENCES TE Financial Services 127,297.0 $1.8M 0.00% +14K +12.6% $14.36 -1.5%
1347 IWX ISHARES TR 19,672.0 $1.8M 0.00% -408.0 -2.0% $92.67 +10.5%
1348 IGEB ISHARES TR 40,370.0 $1.8M 0.00% -7K -15.3% $45.06 -0.6%
1349 NTAP NETAPP INC Technology 17,751.0 $1.8M 0.00% -23K -56.7% $102.39 +21.1%
1350 FIW FIRST TR EXCHANGE-TRADED FD 17,615.0 $1.8M 0.00% +749.0 +4.4% $103.13 -1.8%
1351 XSW SPDR SERIES TRUST 12,763.0 $1.8M 0.00% +13K +10000.0% $142.29 +13.8%
1352 NTLA INTELLIA THERAPEUTICS INC Healthcare 141,523.0 $1.8M 0.00% +1K +0.9% $12.82 -3.5%
1353 RMM RIVERNORTH MANAGED DUR MUN I Financial Services 132,982.0 $1.8M 0.00% +37K +39.1% $13.63 +4.8%
1354 CAG CONAGRA BRANDS INC Consumer Defensive 115,222.0 $1.8M 0.00% +15K +14.7% $15.72 -14.9%
1355 DNP DNP SELECT INCOME FD INC Financial Services 175,651.0 $1.8M 0.00% $10.30 +5.0%
1356 NGG NATIONAL GRID PLC Utilities 21,343.0 $1.8M 0.00% +5K +32.0% $84.61 +2.1%
1357 RF REGIONS FINANCIAL CORP NEW Financial Services 68,958.0 $1.8M 0.00% -2K -2.6% $26.12 +5.4%
1358 NAD NUVEEN QUALITY MUNCP INCOME Financial Services 156,578.0 $1.8M 0.00% -28K -15.3% $11.50 +0.2%
1359 LANDBRIDGE COMPANY LLC 25,995.0 $1.8M 0.00% -4K -12.6% $69.05
1360 DLTR DOLLAR TREE INC Consumer Defensive 16,374.0 $1.8M 0.00% -74K -81.9% $109.51 -12.6%
Page 68 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%