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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 71 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1401 BLDR BUILDERS FIRSTSOURCE INC Industrials 19,491.0 $1.6M 0.00% +10K +100.2% $82.33 -10.3%
1402 STOT SSGA ACTIVE TR 34,026.0 $1.6M 0.00% +20K +148.8% $47.13 -0.3%
1403 AIZ ASSURANT INC Financial Services 7,352.0 $1.6M 0.00% -94K -92.8% $217.83 +17.4%
1404 PFG PRINCIPAL FINANCIAL GROUP IN Financial Services 17,737.0 $1.6M 0.00% -2K -9.2% $90.11 +14.1%
1405 FLNC FLUENCE ENERGY INC Utilities 116,024.0 $1.6M 0.00% +59K +103.7% $13.76 +46.7%
1406 IYY ISHARES TR 10,057.0 $1.6M 0.00% +320.0 +3.3% $158.46 +13.7%
1407 IHF ISHARES TR 37,930.0 $1.6M 0.00% +3K +9.1% $41.85 +20.0%
1408 IYH ISHARES TR 25,717.0 $1.6M 0.00% +3K +15.4% $61.64 +1.1%
1409 HXL HEXCEL CORP NEW Industrials 19,296.0 $1.6M 0.00% +4K +27.2% $80.93 +4.7%
1410 GLOBUS MED INC 18,065.0 $1.6M 0.00% +6K +53.9% $86.16
1411 CWEN CLEARWAY ENERGY INC Utilities 39,557.0 $1.6M 0.00% +2K +4.9% $39.29 -2.9%
1412 ELAN ELANCO ANIMAL HEALTH INC Healthcare 64,920.0 $1.6M 0.00% +4K +6.4% $23.93 -10.9%
1413 SCZ ISHARES TR 19,779.0 $1.6M 0.00% -3K -13.8% $78.41 +8.5%
1414 ITM VANECK ETF TRUST 33,322.0 $1.5M 0.00% +277.0 +0.8% $46.43 +0.0%
1415 APAM ARTISAN PARTNERS ASSET MGMT Financial Services 42,413.0 $1.5M 0.00% -4K -8.2% $36.39 +2.0%
1416 ARRY ARRAY TECHNOLOGIES INC Energy 211,845.0 $1.5M 0.00% -6K -2.9% $7.23 +13.4%
1417 DNL WISDOMTREE TR 37,864.0 $1.5M 0.00% -202K -84.2% $40.37 +9.2%
1418 NULG NUSHARES ETF TR 16,785.0 $1.5M 0.00% +403.0 +2.5% $90.94 +21.1%
1419 NVR NVR INC Consumer Cyclical 231.0 $1.5M 0.00% +46.0 +24.9% $6589.83 -8.2%
1420 IYZ ISHARES TR 38,712.0 $1.5M 0.00% +15K +62.8% $39.32 +12.4%
Page 71 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%