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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 74 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1461 CQP CHENIERE ENERGY PARTNERS L P Energy 21,654.0 $1.4M 0.00% -898.0 -4.0% $64.63 -1.9%
1462 FE FIRSTENERGY CORP Utilities 27,591.0 $1.4M 0.00% -3K -10.9% $50.66 -8.6%
1463 PSK SPDR SERIES TRUST 45,310.0 $1.4M 0.00% -598.0 -1.3% $30.84 +0.4%
1464 TOTL SSGA ACTIVE ETF TR 35,167.0 $1.4M 0.00% -7K -16.1% $39.73 -1.1%
1465 FIS FIDELITY NATL INFORMATION SV Technology 29,722.0 $1.4M 0.00% +9K +40.6% $46.91 -7.2%
1466 MTBA SIMPLIFY EXCHANGE TRADED FUN 28,095.0 $1.4M 0.00% +24K +649.2% $49.46 -0.7%
1467 UNM UNUM GROUP Financial Services 18,954.0 $1.4M 0.00% +2K +11.9% $73.03 +15.7%
1468 IXJ ISHARES TR 14,791.0 $1.4M 0.00% +3K +20.7% $93.55 +1.4%
1469 R RYDER SYS INC Industrials 6,743.0 $1.4M 0.00% -329.0 -4.7% $204.72 +19.2%
1470 DHS WISDOMTREE TR 12,598.0 $1.4M 0.00% +358.0 +2.9% $109.23 +4.1%
1471 PSEP INNOVATOR ETFS TRUST 31,885.0 $1.4M 0.00% +19K +151.7% $43.06 +6.0%
1472 AOR ISHARES TR 21,316.0 $1.4M 0.00% -250.0 -1.2% $64.35 +6.9%
1473 PDX PIMCO DYNAMIC INCOME STRATEG Financial Services 62,120.0 $1.4M 0.00% -6K -8.5% $22.06 -1.4%
1474 FDIS FIDELITY COVINGTON TRUST 14,649.0 $1.4M 0.00% -124.0 -0.8% $93.26 +9.9%
1475 GENI GENIUS SPORTS LIMITED Communication Services 307,858.0 $1.4M 0.00% +106K +52.8% $4.43 +20.8%
1476 NMZ NUVEEN MUN HIGH INCOME OPPOR Financial Services 131,227.0 $1.4M 0.00% -7K -4.9% $10.38 -3.1%
1477 ICF ISHARES TR 21,935.0 $1.4M 0.00% -474.0 -2.1% $61.89 +10.4%
1478 WSM WILLIAMS SONOMA INC Consumer Cyclical 7,397.0 $1.3M 0.00% +928.0 +14.3% $182.36 +5.6%
1479 PLAY DAVE & BUSTERS ENTMT INC Communication Services 124,027.0 $1.3M 0.00% $10.83 +8.5%
1480 EIS ISHARES INC 11,571.0 $1.3M 0.00% +11K +1067.6% $116.05 +15.3%
Page 74 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%