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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 78 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1541 SPLB SPDR SERIES TRUST 52,876.0 $1.2M 0.00% +4K +8.8% $22.22 -0.3%
1542 PBR PETROLEO BRASILEIRO S A Energy 56,042.0 $1.2M 0.00% +32K +133.6% $20.75 -4.1%
1543 EZM WISDOMTREE TR 17,293.0 $1.2M 0.00% -304.0 -1.7% $67.22 +8.0%
1544 CXT CRANE NXT CO Industrials 28,539.0 $1.2M 0.00% +266.0 +0.9% $40.59 +1.3%
1545 SRVR PACER FDS TR 37,026.0 $1.2M 0.00% +16K +73.3% $31.22 +10.0%
1546 TRP TC ENERGY CORP Energy 18,383.0 $1.2M 0.00% +5K +33.5% $62.60 +13.3%
1547 FNDC SCHWAB STRATEGIC TR 24,815.0 $1.2M 0.00% -15K -37.1% $46.36 +7.5%
1548 SF STIFEL FINL CORP Financial Services 15,559.0 $1.2M 0.00% +6K +55.6% $73.92 -1.8%
1549 ALGN ALIGN TECHNOLOGY INC Healthcare 6,694.0 $1.1M 0.00% -190.0 -2.8% $171.43 -4.6%
1550 OPAL OPAL FUELS INC Utilities 453,632.0 $1.1M 0.00% $2.52 -14.3%
1551 FTEC FIDELITY COVINGTON TRUST 5,483.0 $1.1M 0.00% +788.0 +16.8% $208.05 +32.8%
1552 VMI VALMONT INDS INC Industrials 2,814.0 $1.1M 0.00% +2K +376.1% $399.64 +28.5%
1553 VEEV VEEVA SYS INC Healthcare 6,375.0 $1.1M 0.00% -38K -85.7% $175.66 -8.8%
1554 AMG AFFILIATED MANAGERS GROUP Financial Services 4,045.0 $1.1M 0.00% +734.0 +22.2% $276.71 +9.1%
1555 CNC CENTENE CORP DEL Healthcare 34,129.0 $1.1M 0.00% +16K +85.7% $32.74 +80.6%
1556 PATH UIPATH INC Technology 100,565.0 $1.1M 0.00% +12K +13.0% $11.10 -1.5%
1557 DTCR GLOBAL X FDS 46,557.0 $1.1M 0.00% +3K +7.9% $23.96 +27.2%
1558 IIM INVESCO VALUE MUN INCOME TR Financial Services 91,627.0 $1.1M 0.00% +473.0 +0.5% $12.16 -0.8%
1559 RBRK RUBRIK INC. Technology 22,715.0 $1.1M 0.00% +14K +147.8% $48.97 +36.0%
1560 ZBH ZIMMER BIOMET HOLDINGS INC Healthcare 12,275.0 $1.1M 0.00% +3K +29.6% $90.43 -5.7%
Page 78 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%