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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 79 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1561 JKHY HENRY JACK & ASSOC INC Technology 7,013.0 $1.1M 0.00% -4K -36.7% $158.06 -11.3%
1562 CRBN ISHARES TR 4,962.0 $1.1M 0.00% +273.0 +5.8% $222.84 +13.1%
1563 NVMI NOVA LTD Technology 2,546.0 $1.1M 0.00% -538.0 -17.4% $434.28 +15.9%
1564 WDI WESTERN ASSET DIVERSIFIED IN Financial Services 82,102.0 $1.1M 0.00% $13.44 -0.0%
1565 HESM HESS MIDSTREAM LP Energy 28,375.0 $1.1M 0.00% +5K +20.2% $38.87 +4.7%
1566 IFV FIRST TR EXCHANGE TRADED FD 43,585.0 $1.1M 0.00% $25.27 +9.3%
1567 EQR EQUITY RESIDENTIAL Real Estate 18,590.0 $1.1M 0.00% +4K +30.0% $59.15 +11.9%
1568 PFFD GLOBAL X FDS 59,653.0 $1.1M 0.00% -1K -2.3% $18.40 +2.3%
1569 IAT ISHARES TR 20,337.0 $1.1M 0.00% -776.0 -3.7% $53.84 +6.4%
1570 IE IVANHOE ELECTRIC INC Technology 92,614.0 $1.1M 0.00% +84K +980.0% $11.82 -0.2%
1571 FUTY FIDELITY COVINGTON TRUST 18,453.0 $1.1M 0.00% -2K -8.1% $59.07 -0.7%
1572 USO UNITED STS OIL FD LP Financial Services 8,557.0 $1.1M 0.00% +1K +19.5% $127.25 +10.7%
1573 RQI COHEN & STEERS QUALITY INCOM Financial Services 90,111.0 $1.1M 0.00% +2K +2.1% $12.05 +10.5%
1574 URNM SPROTT FDS TR 17,155.0 $1.1M 0.00% +2K +13.4% $63.15 -7.8%
1575 FXH FIRST TR EXCHANGE-TRADED FD 9,860.0 $1.1M 0.00% +2K +22.9% $109.78 +4.6%
1576 RJF RAYMOND JAMES FINL INC Financial Services 7,474.0 $1.1M 0.00% +459.0 +6.5% $144.82 +4.6%
1577 RPG INVESCO EXCHANGE TRADED FD T 23,002.0 $1.1M 0.00% $46.74 +23.3%
1578 BLCR BLACKROCK ETF TRUST 26,141.0 $1.1M 0.00% NEW $41.06 +20.9%
1579 FNOV FIRST TR EXCHNG TRADED FD VI 20,091.0 $1.1M 0.00% -928.0 -4.4% $53.40 +8.6%
1580 SLYG SPDR SERIES TRUST 11,059.0 $1.1M 0.00% +3K +38.6% $96.62 +11.9%
Page 79 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%