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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 82 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1621 PSFD PACER FDS TR 27,000.0 $986K 0.00% -3K -10.0% $36.50 +8.3%
1622 AGX ARGAN INC Industrials 1,809.0 $985K 0.00% +724.0 +66.7% $544.65 +20.5%
1623 FLQM FRANKLIN TEMPLETON ETF TR 17,796.0 $978K 0.00% -1K -6.8% $54.93 +3.5%
1624 OZ BELPOINTE PREP LLC Real Estate 18,360.0 $977K 0.00% $53.20 -9.3%
1625 IBMR ISHARES TR 38,325.0 $972K 0.00% +9K +29.1% $25.35 -0.4%
1626 TSLX SIXTH STREET SPECIALTY LENDI Financial Services 52,820.0 $971K 0.00% -96K -64.4% $18.38 -6.6%
1627 COOPER COS INC 13,571.0 $970K 0.00% -5K -28.0% $71.50
1628 ITB ISHARES TR 10,671.0 $966K 0.00% -8K -44.2% $90.55 +0.5%
1629 FCG FIRST TR EXCHANGE-TRADED FD 30,479.0 $966K 0.00% +18K +139.5% $31.69 -4.3%
1630 UI UBIQUITI INC Technology 1,221.0 $965K 0.00% +384.0 +45.9% $790.64 -22.7%
1631 SLVR SPROTT FDS TR 16,255.0 $962K 0.00% +3K +20.6% $59.18 +0.0%
1632 PFGC PERFORMANCE FOOD GROUP CO Consumer Defensive 11,216.0 $961K 0.00% +5K +68.2% $85.66 +9.3%
1633 MFG MIZUHO FINANCIAL GROUP INC Financial Services 119,608.0 $950K 0.00% +45K +59.7% $7.94 +17.4%
1634 VSGX VANGUARD WORLD FD 13,200.0 $947K 0.00% +1K +9.8% $71.73 +11.8%
1635 DXCM DEXCOM INC Healthcare 15,063.0 $946K 0.00% -616.0 -3.9% $62.80 +14.8%
1636 MUNI PIMCO ETF TR 18,111.0 $945K 0.00% +4K +26.6% $52.20 -0.3%
1637 CSM PROSHARES TR 12,589.0 $942K 0.00% $74.82 +14.1%
1638 BCI ABRDN ETFS 38,726.0 $941K 0.00% -34K -46.8% $24.29 +2.7%
1639 OGE OGE ENERGY CORP Utilities 19,598.0 $940K 0.00% +2K +10.5% $47.96 +1.2%
1640 EOI EATON VANCE ENHANCED EQUITY Financial Services 49,801.0 $935K 0.00% $18.78 +5.2%
Page 82 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%