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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 83 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1641 FCNCA FIRST CTZNS BANCSHARES INC D Financial Services 495.0 $935K 0.00% +121.0 +32.4% $1887.90 +5.5%
1642 BANK AMERICA CORP 784.0 $934K 0.00% -222.0 -22.1% $1191.56
1643 RDW REDWIRE CORPORATION Industrials 109,590.0 $932K 0.00% +106K +2628.8% $8.50 +105.8%
1644 TMC TMC THE METALS COMPANY INC Basic Materials 199,256.0 $931K 0.00% $4.67 +15.6%
1645 UTHR UNITED THERAPEUTICS CORP DEL Healthcare 1,562.0 $926K 0.00% +239.0 +18.1% $592.98 -4.1%
1646 USFD US FOODS HLDG CORP Consumer Defensive 9,986.0 $921K 0.00% +2K +18.4% $92.21 -12.7%
1647 MNA NEW YORK LIFE INVESTMENTS ET 25,283.0 $919K 0.00% -1K -5.1% $36.35 +0.3%
1648 ECC EAGLE POINT CREDIT COMPANY I Financial Services 243,982.0 $917K 0.00% -9K -3.5% $3.76 +7.4%
1649 TFI SPDR SERIES TRUST 20,225.0 $917K 0.00% -83K -80.5% $45.34 -0.3%
1650 GFS GLOBALFOUNDRIES INC Technology 20,568.0 $915K 0.00% +1K +7.8% $44.48 +92.5%
1651 SCHE SCHWAB STRATEGIC TR 27,545.0 $908K 0.00% +2K +9.1% $32.95 +8.5%
1652 BITWISE FUNDS TRUST 47,994.0 $905K 0.00% -43K -47.3% $18.86
1653 ASX ASE TECHNOLOGY HLDG CO LTD Technology 41,666.0 $903K 0.00% +29K +238.8% $21.68 +60.6%
1654 PSMJ PACER FDS TR 28,310.0 $901K 0.00% $31.83 +5.3%
1655 TMQ TRILOGY METALS INC NEW Basic Materials 250,966.0 $901K 0.00% +164K +188.3% $3.59 +13.4%
1656 AUB ATLANTIC UN BANKSHARES CORP Financial Services 25,184.0 $900K 0.00% +1K +4.9% $35.74 +5.1%
1657 TYL TYLER TECHNOLOGIES INC Technology 2,628.0 $900K 0.00% -227.0 -8.0% $342.38 -8.5%
1658 ARKQ ARK ETF TR 7,988.0 $898K 0.00% +2K +35.4% $112.46 +21.2%
1659 WF WOORI FINL GROUP INC Financial Services 13,413.0 $893K 0.00% +12K +1137.4% $66.60 -5.8%
1660 EATON VANCE TAX-ADVANTAGED G 33,473.0 $892K 0.00% +3K +9.8% $26.65
Page 83 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%