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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 85 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1681 EIPI FIRST TR EXCHNG TRADED FD VI 38,249.0 $860K 0.00% +27K +229.5% $22.49 +1.0%
1682 DBEU DBX ETF TR 17,636.0 $859K 0.00% +118.0 +0.7% $48.72 +6.3%
1683 TEAM ATLASSIAN CORPORATION Technology 12,583.0 $859K 0.00% +5K +56.2% $68.25 +25.2%
1684 DSL DOUBLELINE INCOME SOLUTIONS Financial Services 79,272.0 $859K 0.00% +22K +38.9% $10.83 +0.5%
1685 FEOE RBB FUND TRUST 17,003.0 $858K 0.00% +17K +10000.0% $50.46 +6.9%
1686 ERO ERO COPPER CORP Basic Materials 32,108.0 $856K 0.00% +8K +35.0% $26.67 +1.2%
1687 UBSI UNITED BANKSHARES INC WEST V Financial Services 20,601.0 $853K 0.00% +3K +16.7% $41.42 +4.4%
1688 ES EVERSOURCE ENERGY Utilities 12,312.0 $853K 0.00% +1K +10.9% $69.29 +1.0%
1689 VOTE TCW ETF TRUST 11,137.0 $850K 0.00% +7K +145.4% $76.30 +14.9%
1690 AVIV AMERICAN CENTY ETF TR 11,317.0 $847K 0.00% +1K +12.3% $74.83 +5.7%
1691 DCOM DIME CMNTY BANCSHARES INC Financial Services 25,030.0 $847K 0.00% -13K -33.7% $33.82 +9.1%
1692 PBE INVESCO EXCHANGE TRADED FD T 10,667.0 $845K 0.00% $79.18 +3.7%
1693 NN NEXTNAV INC Communication Services 52,564.0 $842K 0.00% -54K -50.9% $16.02 +35.7%
1694 QQQX NUVEEN NASDAQ 100 DYNAMIC OV Financial Services 31,522.0 $841K 0.00% $26.67 +14.9%
1695 FIRST TR EXCHNG TRADED FD VI 27,177.0 $840K 0.00% +7K +35.0% $30.91
1696 ARKG ARK ETF TR 31,767.0 $839K 0.00% +8K +31.0% $26.42 +16.1%
1697 UAA UNDER ARMOUR INC Consumer Cyclical 141,918.0 $839K 0.00% $5.91 -6.9%
1698 PNR PENTAIR PLC Industrials 9,601.0 $836K 0.00% +1K +16.5% $87.12 -14.1%
1699 KRP KIMBELL RTY PARTNERS LP Energy 57,782.0 $836K 0.00% +1K +2.4% $14.47 +5.0%
1700 AEIS ADVANCED ENERGY INDS Industrials 2,576.0 $831K 0.00% +1K +93.1% $322.76 +0.7%
Page 85 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%